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| Happy Holidays!! thanks for using AUM13F!! |
| Regal Advisory Services Inc
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| CRD # | 123842 |
| SEC # | 801-71619 |
| CIK # | |
| AUM | $113.5 M (2025-07-21) |
| Employees | 24 (62% Investors, 92% Brokers) |
| Phone | 877-488-6537 |
| Address | 950 North Milwaukee Avenue Glenview, IL 60025-3771 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 244 | 48.1 |
| (b) Individuals (high net worth individuals) | 41 | 47.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 17.9 |
| (n) Other | 0 | 0.0 |
| Total | 289 | 113.5 |
| By Discretionary | ||
| Discretionary | 102 | 42.4 |
| Non-Discretionary | 187 | 71.2 |
| Total | 289 | 113.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 113.5 | |
| Total | 289 | 113.5 |
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|---|---|---|
|
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✚
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CA | 0.1 |
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WA | 0.1 |
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|
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|
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0.1 | |
|
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0.1 | |
|
Derive Wealth LLC
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CA | 0.1 |
|
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SC | 0.1 |