|
⚲
|
| Regatta Capital Group LLC
✚
|
|
|---|---|
| CRD # | 145363 |
| SEC # | 801-68490 |
| CIK # | 0001911488 |
| AUM | $1.4 B (2025-05-12) |
| Employees | 16 (88% Investors, 0% Brokers) |
| Phone | 310-725-9102 |
| Address | 880 Apollo St El Segundo, CA 90245 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 25.8 | ||
| Facebook Inc | 16.4 | ||
| Amazon Com Inc | 14.2 | ||
| Alphabet Inc | 12.4 | ||
| Microsoft Corp | 12.0 | ||
| Nvidia Corp | 9.0 | ||
| Broadcom Inc | 7.3 | ||
| J P Morgan Chase & Co | 6.5 | ||
| Costco Wholesale Corp /NEW | 5.7 | ||
| Netflix Inc | 5.7 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| VC | Regatta Sling Ventures Fund I LP | [2024-07-01] | 1.9 | 0.6 |
| VC | Regatta Sling Ventures Fund I QP LP | [2024-07-01] | 5.8 | 1.6 |
| VC | Regatta Ventures Epic SPV LLC | [2023-03-29] | 1.2 | 1.2 |
| VC | Regatta Ventures Fund I LP | [2022-03-28] | 0.0 | 10.8 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 639 | 189.0 |
| (b) Individuals (high net worth individuals) | 407 | 926.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 14.1 |
| (g) Pension and profit sharing plans | 48 | 187.6 |
| (h) Charitable organizations | 11 | 25.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 26.1 |
| (n) Other | 0 | 0.0 |
| Total | 3,571 | 1,368.6 |
| By Discretionary | ||
| Discretionary | 3,413 | 1,254.5 |
| Non-Discretionary | 158 | 114.1 |
| Total | 3,571 | 1,368.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.1 | |
| United States Persons | 1,362.4 | |
| Total | 3,571 | 1,368.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| See Clarification See Clarification | 140 | |||
| Russell Mohberg | 5 | |||
| Regatta Capital Group LLC | 2 | |||
| Spencer Kelly | 2 | |||
| Brandon Alster | 2 | |||
| Britt Joyce | 2 | |||
| Tomo Tokuyama | 2 | |||
| Regatta Ventures Fund I GP LLC | 2 | |||
| Nicholas Ozer | 2 | |||
| Regatta Ventures Management LLC | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001911488] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Rollins Financial Advisors LLC
✚
|
GA | 1.4 |
|
Capital Planning Advisors LLC
✚
|
CA | 1.4 |
|
Millennium Investment and Retirement Advisors LLC
✚
|
1.4 | |
|
Asset Risk Consultants UK Limited
✚
|
1.4 | |
|
Slater Investments Limited
✚
|
1.4 | |
|
Gilbert & Cook Inc
✚
|
IA | 1.4 |
|
Grassi Investment Management LLC
✚
|
CA | 1.4 |
|
Euro Pacific Asset Management LLC
✚
|
PR | 1.4 |
|
Octagon Financial Services Inc
✚
|
VA | 1.4 |
|
Invictus Private Wealth LLC
✚
|
1.4 |