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| Regents Park Funds LLC
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| CRD # | 284684 |
| SEC # | 801-108885 |
| CIK # | 0001676234 |
| AUM | 433.0 M (2026-03-20) |
| Employees | 7 (57% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 949-891-0600 |
| Address | 19900 MacArthur Boulevard Irvine, CA 92612 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/20/2026) [Brochure] |
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ITEM 5 - FEES AND COMPENSATION Investment Advisory Fees Adviser to Registered Investment Company Regents Park receives advisory fees for managing a number of ETF’s, as outlined in the written agreement between the Parties. The fees are disclosed and described in the funds’ prospectus. Other Fees and Expenses Regents Park does not anticipate receiving any payments other than the advisory fee, nor does the firm anticipate accruing any other benefits directly or indirectly as a result of its relationship with the ETF. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/20/2026) [Brochure] |
|---|
ITEM 7 - TYPES OF CLIENTS Regents Park provides portfolio management for investment companies. |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 0.2 | ||
| Apple Inc | 0.1 | ||
| Ciena Corp | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| SPDR Gold Trust | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Citigroup Inc | 0.1 | ||
| GS Acquisition Holdings Corp | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 433.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 433.0 |
| By Discretionary | ||
| Discretionary | 5 | 433.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 433.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 433.0 | |
| Total | 5 | 433.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001676234] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
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