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| Research Affiliates LLC
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|---|---|
| CRD # | 120440 |
| SEC # | 801-61153 |
| CIK # | 0001337848 |
| AUM | 27.84 B (2026-03-26) |
| Employees | 66 (44% Investors, 0% Brokers) |
| Phone | 949-325-8700 |
| Address | 660 Newport Center Drive Newport Beach, CA 92660 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Research Affiliates Multi-Asset Global Premia LP | [2025-03-27] | 2.1 M | 2.2 M |
| Filed 2025-06-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | RA Concept I LLC | 2023-03-30 | 4.7 M | |
| Other | Research Affiliates US Value Opportunities LP | [2023-03-30] | 1.6 M | 2.3 M |
| Offered $1,640,000 · Filed 2025-04-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Enhanced RAFI Global Long Short LP | 2012-03-28 | 65.5 M | |
| HF | Research Affiliates Capital LP | 2012-03-28 | 84.4 M | |
| HF | Research Affiliates Equity Emerging Markets LP | 2012-03-28 | 428.8 M | |
| HF | Research Affiliates Equity Global All Country EX US LP | [2012-03-28] | 146.3 M | |
| Filed 2014-07-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Research Affiliates Equity Global All Country LP | [2012-03-28] | 326.9 M | |
| Filed 2014-07-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Research Affiliates Equity International LP | 2012-03-28 | 1,070.2 M | |
| HF | Research Affiliates Equity Small International LP | [2012-03-28] | 26.5 M | 39.3 M |
| Filed 2014-07-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 19.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 3.4 |
| (g) Pension and profit sharing plans | 2 | 0.5 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 4 | 4.2 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 27.8 |
| By Discretionary | ||
| Discretionary | 25 | 26.2 |
| Non-Discretionary | 8 | 1.6 |
| Total | 33 | 27.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 27.8 | |
| Total | 33 | 27.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Robert Arnott | Executive Officer | 62 | 7 | |
| Christopher Brightman | Director | 5 | 3 | |
| Daniel Harkins | Executive Officer | 13 | 2 | |
| Research Affiliates Management LLC | Promoter | 12 | 2 | |
| Research Affiliates LLC | Executive Officer | 2 | 1 | |
| Reena Lalji | Director | 2 | 1 | |
| Ra Concepts GP LLC | Executive Officer | 1 | 1 | |
| Research Affiliates Global Holdings LLC | Promoter | 1 | 1 | |
| Ra US Value Opportunities GP LLC | Executive Officer | 1 | 1 | |
| Ra Concepts GP LLC | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001337848] | |
| 13F-NT | [0001337848] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 254900KR7XONLN51WT62 |
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