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| Resource Capital Investment Corporation
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| CRD # | 166722 |
| SEC # | 801-78106 |
| CIK # | 0001263969, 0001332551 |
| AUM | $3.6 B (2025-02-25) |
| Employees | 9 (56% Investors, 89% Brokers) |
| Phone | 760-444-5254 |
| Address | 1910 Palomar Point Way Carlsbad, CA 92008 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Sprott Private Resource Lending P-Co-Invest LP | [2025-02-25] | 100.0 | 150.1 |
| Other | Sprott Private Resource Streaming and Royalty Annex Lacera-Co-Invest LP | [2024-03-26] | 0.0 | 52.3 |
| HF | Sprott Private Resource Streaming and Royalty Annex Collector-1 LP | [2023-03-30] | 0.0 | 324.5 |
| HF | Sprott Structured Opportunities Canadian LP | 2022-12-14 | 0.0 | |
| HF | Sprott Structured Opportunities International LP | [2022-12-14] | 0.0 | 1.5 |
| HF | Sprott Structured Opportunities US LP | [2022-12-14] | 150.3 | 151.1 |
| Other | Mid Tennessee Royalty Co-Invest LP | [2022-03-25] | 200.0 | 6.0 |
| Other | Sprott Private Resource Lending II Cal-Co-Invest LP | [2022-03-25] | 100.0 | 111.6 |
| HF | Sprott Private Resource Lending III Collector-1 LP | [2022-03-25] | 102.0 | 943.3 |
| Other | Sprott Private Resource Streaming and Royalty Br-Coinvest LP | [2022-03-25] | 0.0 | 0.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 32 | 3.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 32 | 3.6 |
| By Discretionary | ||
| Discretionary | 25 | 3.0 |
| Non-Discretionary | 7 | 0.6 |
| Total | 32 | 3.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.6 | |
| Total | 32 | 3.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Sprott Asset Management LP | 7 | |||
| Varinder Bhathal | 13 | |||
| Thomas Ulrich | 5 | |||
| Brandon Hamada | 3 | |||
| Michael Harrison | 33 | |||
| Narinder Nagra | 19 | |||
| Peter Grosskopf | 17 | |||
| Arthur Rule IV | 14 | |||
| Jim Grosdanis | 13 | |||
| Sprott Resource Lending Partnership | 10 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 10-K | [0001332551] | |
| 10-Q | [0001332551] | |
| 3 | [0001332551] | |
| 4 | [0001332551] | |
| 5 | [0001332551] | |
| 8-K | [0001332551] | |
| SC 13D | [0001332551] | |
| SC 13G | [0001332551] |
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