RIA Advisory Group LLC

Item 5: Fees and Compensation
A. Fee Schedule
       Investment Supervisory Services Fees
       The Maximum Allowable Annual Fee is 2% of the Account Value. RIA Advisory Group, LLC, uses a tiered
       fee structure to calculate fees. This means that the percentage for the highest range of asset value applies
       to all managed assets, not just managed assets within that range. Fees can be paid monthly, or
       quarterly, in arrears, and clients may terminate their contracts with written notice. Please refer to
       Appendix A of your Investment Advisory Agreement for your current fee schedule, method, and
       frequency of payment. Fee schedules cannot be changed without prior written consent from the client.
       These fees are negotiable. Refunds are not applicable for fees paid in arrears, and fees will accrue and are
       payable up to and including the date the agreement was terminated. Clients may terminate their
       contracts without penalty, for full refund, within 5 business days of signing the Investment Advisory
       Agreement. Advisory fees are withdrawn directly from the client’s accounts with client written
       authorization (unless specified otherwise in the Investment Advisory Agreement).
       In cases where Advisor fees are directly deducted, Advisor is required to a) Obtain client

       authorization, b) Send a copy of the invoice to the client (if requested) while the Investment
       Advisor directs invoice to the custodian for payment, c) Disclose that the custodian will send
       monthly/quarterly statements to the client wherein Advisor fees are itemized.

       Financial Planning Fees
       RIA Advisory Group does not offer fee based financial plans.

B. Payment of Fees
       Payment of Investment Supervisory Fees
       Advisory fees are withdrawn directly from the client’s accounts with client written
       authorization. Unless specified otherwise in the Investment Advisory Agreement, or Appendix
       C of the Investment Advisory Agreement, fees are paid monthly/quarterly in arrears. If advisory
       fees are not withdrawn directly from the client’s accounts, advisory fees may be invoiced/billed
       directly to the client with payments due on the 30th of the month following the end of the month
       billed. Clients may select the method in which they are billed.

C. Clients Are Responsible for Third PartyFees
       Clients are responsible for the payment of all third-party fees (i.e., custodian fees, mutual fund
       fees, transaction fees, etc.). Those fees are separate and distinct from the fees and expenses
       charged by RIA Advisory Group. Please see Item 12 of this brochure regarding broker/custodian
       practices.

D. Prepayment of Fees
       RIA Advisory Group collects fees in arrears; there is no fee prepayment.

E. Outside Compensation for the Sale of Securities to Clients
       Neither RIA Advisory Group nor its supervised persons accept any compensation for the sale of
       securities or other investment products, including asset-based sales charges or services fees
       from the sale of mutual funds.

Item 7: Types of Clients
RIA Advisory Group generally provides investment advice and/or management supervisory services to
the following Types of Clients:

        •    Individuals                              •    High Net-Worth Individuals
        •    Corporations or Business Entities        •    Trusts, Estates, or Charitable Organizations
      Minimum Account Size
      There is no account minimum.