TTP Investments Inc

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
TTP Investments Inc
CRD #284082
SEC #801-107967
CIK #0001682576
AUM 570.6 M (2026-03-25)
Employees 3 (100% Investors, 0% Brokers)
Fees
Minimum
Phone408-879-0399
Address1978 The Alameda
San Jose, CA 95126
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
60048036024012002010201520212027
Fees and Compensation — Form ADV Part 2A (3/25/2026) [Brochure]
Item 5: Fees & Compensation

     Compensation

     TTP Investments bases its fees on the individual services provided as described below.

     Compensation-Asset Management Services

     TTP Investments bases its asset management fees on a percentage of assets under management. The client
     will pay annualized advisory fees as follows:

                              Assets Under Management            Annual Percentage of Assets Charge
                              Growth Portfolio Assets                         0.90%
                              Balanced Portfolio Assets                       0.90%
                              Conservative Portfolio Assets                   0.50%

      The management fee will be due and payable quarterly in advance. The management fee is based on the
market value of the account assets, including cash under management, as of the close of business on the last
business day of the preceding quarter. Intra-quarter fees are billed for new deposits and prorated through the
last business day of the calendar quarter.

     Compensation—Financial Planning

     Financial planning services are billed on an hourly basis at a rate of $300 an hour. A retainer of 50% of the
     financial planning fee may be required with the remainder of the fee directly billed to the client. The balance
     of the fee is due within thirty days of the financial plan being delivered or consultation rendered. A retainer
     exceeding $500 will not be required when services cannot be rendered within six months.

     ADV Part 2A – Brochure                                   Page 6                               TTP Investments, Inc.

Compensation — Tax Advice

Tax advice services provided by the Tax Practice, Inc., an affiliate of the Adviser, are billed on an hourly
basis at a rate of $400 an hour. A retainer of 50% of the tax advice fee may be required with the remainder
of the fee directly billed to the client. The fee is due within thirty days of the tax plan being delivered or
consultation rendered. A retainer exceeding $500 will not be required when services cannot be rendered
within six months.

Compensation – 1031 Exchange Referrals

1031 Exchange transactions are executed through an unaffiliated third-party. TTP receives a referral fee in
the amount of 20% of the net up-front fees received by the third-party for each 1031 Exchange transaction.

General Information on Compensation

TTP Investments’ fees are billed on a pro-rata annualized basis quarterly in advance based on the value of
the client’s account on the last business day of the previous calendar quarter. Investment management fees
will be automatically deducted from the client’s account by the custodian as soon as practicable following
the end of each applicable period. Intra-quarter fees are billed for new accounts and prorated through the
last business day of the calendar quarter. Fees are automatically deducted from the client’s managed
account. In very few cases, the Firm will agree to directly bill a client through an invoice.

In the event that a client wishes to terminate the Firm’s services, the unearned portion of TTP Investments’
management fee will be refunded to the client. The client must notify TTP Investments in writing of the
desire to terminate management services. Upon receipt of written notification of termination, TTP
Investments will close the client’s investment account and deliver a pro-rata refund of unearned
management fees to the client within 30 days. Should the client fail to notify TTP Investments of its desire
to terminate the Firm’s services in writing, the quarterly fee will be forfeited and the prorated refund will
not be returned to the client.

TTP Investments’ fees are exclusive of brokerage commissions, transaction fees, and other related costs
and expenses incurred by the client. Clients may incur certain charges imposed by custodians, brokers, and
other third parties such as fees charged by managers, custodial fees, deferred sales charges, odd-lot
differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage
accounts and securities transactions. Custodial fees may be charged for account closures.

Mutual fund fees and expenses are described in each fund’s prospectus. These fees will generally include a
management fee, other expenses, and a possible distribution fee.

Such charges, fees and commissions are exclusive of and in addition to TTP Investments’ fee, and TTP
Investments shall not receive any portion of these commissions, fees, and costs.

Apart from the personal client service provided directly by TTP Investments, services identical to TTP
Investments may be provided by other investment advisers for advisory fees that may be greater than or
less than the advisory fees charged by TTP Investments.

Neither TTP Investments nor any of its supervised persons accept compensation for the sale of securities
or other investment products.

ADV Part 2A – Brochure                              Page 7                                   TTP Investments, Inc.
Account Minimums and Types of Clients — Form ADV Part 2A (3/25/2026) [Brochure]
Types of Clients

As described in Item 4, TTP Investments’ clients include individuals, qualified and non-qualified retirement
plans, trusts, estates, corporations, limited liability companies and other business types.

Account Minimums

TTP Investments does not require a minimum initial investment from its asset management clients.
Sector Form 13F Holdings Value ($M)
Apple Inc 30.1
Advanced Micro Devices Inc 25.8
Nvidia Corp 11.5
Facebook Inc 8.4
Broadcom Inc 7.8
Applied Materials Inc /DE 7.4
ASML Holding NV 4.2
Ingersoll-Rand PLC 3.9
Eaton Corp Ltd 3.7
Marvell Technology Inc 3.3
View All
Holdings by Sector ($M)
3502802101407002018202120242027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 226 70.0
(b) Individuals (high net worth individuals) 155 499.9
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,038 570.6
By Discretionary
Discretionary 1,038 570.6
Non-Discretionary 0 0.0
Total 1,038 570.6
By Non-United States Persons
Non-United States Persons 2.6
United States Persons 568.0
Total 1,038 570.6
EDGAR Form CIK 2011 - 2026
13F-HR [0001682576]
Firm Profile (Form ADV)
Discretionary AUM$0.1B
ServesRetail
Comparable Firms State AUM
Jackson Grant Investment Advisers Inc
CT 577.7 M
Rezny Wealth Management Inc
FL 576.0 M
Independent Investors Inc
NY 571.9 M
RIA Advisory Group LLC
IA 568.4 M
DDFG Inc
CA 567.8 M
Decker Wealth Management LLC
TN 566.2 M
Shikiar Asset Management Inc
NY 564.0 M
Tortuga Advisers LLC
CA 563.5 M
Downtown Wealth Studios LLC
FL 563.5 M
Lifeguide Financial Advisors LLC
PA 562.9 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com