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| Happy Holidays!! thanks for using AUM13F!! |
| Rice Hall James & Associates LLC
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| CRD # | 125410 |
| SEC # | 801-61905 |
| CIK # | 0001230765 |
| AUM | $1.8 B (2025-03-28) |
| Employees | 25 (56% Investors, 8% Brokers) |
| Phone | 619-239-9005 |
| Address | 600 West Broadway Suite 1000 San Diego, CA 92101 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Arlo Technologies Inc | 0.1 | ||
| Verona Pharma PLC | 0.1 | ||
| Donnelley Financial Solutions Inc | 0.1 | ||
| K12 Inc | 0.0 | ||
| TKO Group Holdings Inc | 0.0 | ||
| WNS Holdings Ltd | 0.0 | ||
| Prestige Brands Holdings Inc | 0.0 | ||
| ACI Worldwide Inc | 0.0 | ||
| Ligand Pharmaceuticals Inc | 0.0 | ||
| Fabrinet | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | RHJ Paramo Fund LP | [2012-03-29] | 18.1 | 15.9 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 141 | 0.2 |
| (b) Individuals (high net worth individuals) | 79 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.4 |
| (g) Pension and profit sharing plans | 3 | 0.3 |
| (h) Charitable organizations | 10 | 0.0 |
| (i) State or municipal government entities | 8 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 14 | 0.3 |
| (n) Other | 6 | 0.1 |
| Total | 265 | 1.8 |
| By Discretionary | ||
| Discretionary | 265 | 1.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 265 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 1.4 | |
| Total | 265 | 1.8 |
| Limited Partners | 2011 - 2025 |
|---|---|
| Minnesota State Board of Investment | |
| New York State and Local Retirement System | |
| Teachers' Retirement System of the City of New York |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Kevin Hamilton | 5 | |||
| Paramo Capital Partners LLC | 1 | |||
| Thuongthao Buuhoan | 1 | |||
| Timothy Todaro | 1 | |||
| Rice Hall James Associates LLC NA | 1 | |||
| Carl Obeck | 1 | |||
| Rice Hall James & Associates LLC | 1 | |||
| RHJ Capital Partners LLC | 1 | |||
| Douglas Sheres | 1 | |||
| Rhj Capital Partners LLC NA | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001230765] | |
| SC 13G | [0001230765] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Okabena Investment Services Inc
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|
MN | 1.8 |
|
Peconic Partners LLC
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NY | 1.8 |
|
Boreal Capital Management LLC
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FL | 1.8 |
|
Merricks Capital PTY Ltd
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|
1.8 | |
|
Spyglass Capital Management LLC
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|
CA | 1.8 |
|
Anfield Capital Management LLC
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|
CA | 1.8 |
|
Narwhal Capital Managment LLC
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|
GA | 1.8 |
|
Smith Affiliated Capital Corp
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|
NY | 1.7 |
|
Woodmont Investment Counsel LLC
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|
TN | 1.7 |
|
Clear Harbor Asset Management LLC
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|
CT | 1.7 |