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| Rice Hall James & Associates LLC
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| CRD # | 125410 |
| SEC # | 801-61905 |
| CIK # | 0001230765 |
| AUM | 1,740.3 M (2026-05-06) |
| Employees | 23 (57% Investors, 0% Brokers) |
| Phone | 619-239-9005 |
| Address | 600 West Broadway Suite 1000 San Diego, CA 92101 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Ligand Pharmaceuticals Inc | 0.1 | ||
| Fabrinet | 0.1 | ||
| Arlo Technologies Inc | 0.1 | ||
| Express-1 Expedited Solutions Inc | 0.0 | ||
| ACI Worldwide Inc | 0.0 | ||
| K12 Inc | 0.0 | ||
| Shift4 Payments Inc | 0.0 | ||
| Donnelley Financial Solutions Inc | 0.0 | ||
| Ascendis Pharma A/S | 0.0 | ||
| J2 Global Communications Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | RHJ Paramo Fund LP | [2012-03-29] | 18.1 M | 15.9 M |
| Filed 2015-03-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 143 | 0.2 |
| (b) Individuals (high net worth individuals) | 68 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.4 |
| (g) Pension and profit sharing plans | 3 | 0.3 |
| (h) Charitable organizations | 9 | 0.0 |
| (i) State or municipal government entities | 8 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 10 | 0.2 |
| (n) Other | 6 | 0.1 |
| Total | 249 | 1.7 |
| By Discretionary | ||
| Discretionary | 249 | 1.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 249 | 1.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 1.3 | |
| Total | 249 | 1.7 |
| Limited Partners | 2011 - 2026 |
|---|---|
| Minnesota State Board of Investment | |
| New York State and Local Retirement System | |
| Teachers' Retirement System of the City of New York |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kevin Hamilton | Executive Officer | 5 | 2 | |
| Paramo Capital Partners LLC | Executive Officer | 1 | 1 | |
| Timothy Todaro | Executive Officer | 1 | 1 | |
| Rhj Capital Partners LLC | Executive Officer | 1 | 1 | |
| Rice Hall James Associates LLC NA | Executive Officer | 1 | 1 | |
| Carl Obeck | Executive Officer | 1 | 1 | |
| Douglas Sheres | Executive Officer | 1 | 1 | |
| Thuong-Thao Buu-Hoan | Executive Officer | 1 | 1 | |
| Rhj Capital Partners LLC NA | Executive Officer | 1 | 1 | |
| Cara Thome | Executive Officer | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001230765] | |
| SC 13G | [0001230765] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.2B |
| Clients | 4 (2 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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