|
⚲
|
| Smith Affiliated Capital Corp
✚
| |
|---|---|
| CRD # | 107675 |
| SEC # | 801-17037 |
| CIK # | 0001540138 |
| AUM | $1.8 BB (2024-08-15) |
| Employees | 12 (92% Investors, 0% Brokers) |
| Phone | 212-644-9440 |
| Address | 88 Pine Street New York, NY 10005 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Portsmith Capital Partners LLC | 2015-03-31 | 0.7 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 67 | 0.3 |
| (b) Individuals (high net worth individuals) | 14 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 0.1 |
| (h) Charitable organizations | 5 | 0.0 |
| (i) State or municipal government entities | 1 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 25 | 1.1 |
| (n) Other | 10 | 0.1 |
| Total | 132 | 1.8 |
| By Discretionary | ||
| Discretionary | 130 | 1.0 |
| Non-Discretionary | 2 | 0.8 |
| Total | 132 | 1.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.8 | |
| Total | 132 | 1.8 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001540138] | |
| SC 13G | [0001540138] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Smith Affiliated Capital Corp | Central Goldtrust | [2015-09-25] |
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|---|---|---|
|
Punch & Associates Investment Management Inc
✚
|
MN | 1.9 |
|
Fairholme Capital Management LLC
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FL | 1.8 |
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1.8 | |
|
Fairview Capital Investment Management LLC
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|
CornerStone Advisory LLC
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MD | 1.7 |
|
Rice Hall James & Associates LLC
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CA | 1.7 |
|
Check Capital Management Inc
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CA | 1.7 |