|
⚲
|
| RMWC
✚
| |
|---|---|
| CRD # | 147359 |
| SEC # | 801-71710 |
| CIK # | |
| AUM | $519.0 MM (2024-03-28) |
| Employees | 11 (73% Investors, 0% Brokers) |
| Phone | 917-675-5084 |
| Address | 130 E 59th Street New York, NY 10022 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| RE | RMWC Direct Lending Opportunities Fund IV LP | [2021-03-31] | 240.0 | |
| RE | RMWC Direct Lending Opportunities Fund III LP | [2019-03-30] | 83.0 | 86.0 |
| RE | RMWC Direct Lending Fund II LP | [2016-03-30] | 59.1 | 78.0 |
| PE | RMWC Alternative Fund LP | [2012-02-13] | 25.5 | 1.4 |
| HF | RMWC Credit Alpha Fund LP | [2012-02-13] | 96.2 | 68.0 |
| HF | RMWC Hybrid Fund LP | [2012-02-13] | 33.0 | 33.0 |
| HF | Rocky Mountain Wealth Concepts Credit Strateges Fund I | [2012-02-13] | 85.5 | 75.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 494.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 25.0 |
| Total | 9 | 519.0 |
| By Discretionary | ||
| Discretionary | 9 | 519.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 519.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 34.1 | |
| United States Persons | 484.9 | |
| Total | 9 | 519.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Michael Rubenstein | 22 | |||
| Coleman Andrews | 15 | |||
| Heather Mercier | 7 | |||
| Nathanael Clemensen | 5 | |||
| Larry Frye | 5 | |||
| Nate Clemensen | 5 | |||
| Tina Martinez | 4 | |||
| Rachel Markus | 4 | |||
| Rmwc Credit Alpha Fund GP LLC | 3 | |||
| Rocky Mountain Wealth Concepts Hybrid Fund GP LLC | 2 | |||
| View All | ||||
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