Roan Capital Partners LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing
the investment advisory contract, the investment advisory contract may be terminated by the client
within five (5) business days of signing the contract without incurring any advisory fees. How we are paid
depends on the type of advisory service we are performing. Please review the fee and compensation
information below.
Investment Management Services (RCP Manages)
Our standard advisory fee is based on the market value of the assets under management and is
calculated as follows:
                   Account Value                                   Annual Advisory Fee
                  $0 - $2,000,000                                     0.60% - 1.20%
              $2,000,001 and Above                                    0.60% - 1.00%

The annual fees are negotiable and are pro-rated and paid in advance on a quarterly basis. The advisory
fee is a tiered fee and is calculated by assessing the percentage rates using the predefined levels of
assets as shown in the above chart, and applying the fee to the account value as of the last day of the
previous quarter. No increase in the annual fee shall be effective without agreement from the client by
signing a new agreement or amendment to their current advisory agreement.
Advisory fees are directly debited from client accounts, or the client may choose to pay by check.
Accounts initiated or terminated during a calendar quarter will be charged a pro-rated fee based on the
amount of time remaining in the billing period. An account may be terminated with written notice at
least 30 calendar days in advance. Upon termination of the account, any unearned fee will be refunded
to the client. Refunds for fees paid in advance will be returned to the client via check, or return deposit
back into the client’s account. Refunded fees are pro-rata based on effective date of termination of
engagement. RCP uses the complexity, time commitment of constructing and monitoring client
portfolios as the basis to determine the appropriate fee structure. Additionally the amount of contact
and meeting frequency including goal complexity and risk management needs from a portfolio and
relationship perspective.

Hourly Financial Planning
Hourly Financial Planning is specific to the issue or concern a client may have. (i.e if they’re on track for
retirement goals, cash flow planning or balancing saving for retirement/college for children.) We charge
$200 per hour for this type of engagement. Fees are paid in arrears.

Other Types of Fees and Expenses
Our fees are exclusive of brokerage commissions, transaction fees, and other related costs and expenses
which may be incurred by the client. Clients may incur certain charges imposed by custodians, brokers,
and other third parties such as custodial fees, deferred sales charges, odd-lot differentials, transfer
taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage accounts and
securities transactions. Mutual fund and exchange traded funds also charge internal management fees,
which are disclosed in a fund’s prospectus. Such charges, fees and commissions are exclusive of and in
addition to our fee, and we shall not receive any portion of these commissions, fees, and costs.
Item 12 further describes the factors that we consider in selecting or recommending broker-dealers for
client’s transactions and determining the reasonableness of their compensation (e.g., commissions).
We do not accept compensation for the sale of securities or other investment products including asset-
based sales charges or service fees from the sale of mutual funds.

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals and high net-worth
individuals.
We don’t have any requirements for opening or maintaining an account nor do we have a minimum
account size.