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| Rock Island Capital LLC
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|---|---|
| CRD # | 161623 |
| SEC # | 801-76979 |
| CIK # | |
| AUM | $636.6 M (2026-03-26) |
| Employees | 10 (100% Investors, 0% Brokers) |
| Phone | 630-413-9136 |
| Address | 1415 W 22nd Street Oak Brook, IL 60523 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Rock Island Capital Fund IV-A LP | [2024-03-26] | 0.0 | 36.5 |
| PE | Rock Island Capital Fund IV LP | [2024-03-26] | 0.0 | 248.3 |
| PE | Rock Island Capital Fund IV-X LP | [2024-03-26] | 0.0 | 1.6 |
| PE | Ric-Superior Holdings LLC | 2023-03-28 | 35.9 | |
| PE | Lancaster/Erc Holdings LLC | [2019-03-28] | 23.1 | 1.4 |
| PE | Rock Island Capital Fund III-A LP | [2019-03-28] | 20.0 | 23.3 |
| PE | Rock Island Capital Fund III LP | [2019-03-28] | 105.2 | 127.4 |
| PE | 5Loop LLC | 2018-03-29 | 16.7 | |
| PE | Ric Baker LLC | 2018-03-29 | 0.2 | |
| PE | Ric Central Investor LLC | 2018-03-29 | 184.3 | |
| PE | Ric-Dgs LLC | 2018-03-29 | 0.1 | |
| PE | Ric-Kemco LLC | 2018-03-29 | 0.4 | |
| PE | Ric Steel LLC | 2018-03-29 | 20.5 | |
| PE | Rock Island Capital Fund II LP | [2012-07-25] | 91.5 | 143.3 |
| PE | Rock Island Capital Fund I LP | 2012-07-25 | 23.0 | |
| PE | Rock Island Capital Q Fund I LP | 2012-07-25 | 4.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 636.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 636.6 |
| By Discretionary | ||
| Discretionary | 13 | 636.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 636.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 636.6 | |
| Total | 13 | 636.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Nugent | 23 | 4 | ||
| Patrick Hartman | 3 | 2 | ||
| Alfred Mattaliano | 7 | 1 | ||
| Brian Bastedo | 5 | 1 | ||
| Ric GP IV LLC | 3 | 1 | ||
| Daniel Alport | 3 | 1 | ||
| Ric GP III LLC | 2 | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
McGinty Road Partners LP
✚
|
MN | 0.6 |
|
DWM Asset Management LLC
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|
CT | 0.6 |
|
Cadent Management Services LLC
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|
NY | 0.6 |
|
SightLine Partners LLC
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|
MN | 0.6 |
|
Equilibrium Capital Investment Management LLC
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|
OR | 0.6 |
|
Eve Partners LLC
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|
FL | 0.6 |
|
Venture Investment Management Co LLC
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|
NJ | 0.6 |
|
Karmel Capital Management LLC
✚
|
CA | 0.6 |
|
Argentem Creek Partners LP
✚
|
NY | 0.6 |
|
HGC Advisor LLC
✚
|
0.6 |