|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Rock Island Capital LLC
✚
|
|
|---|---|
| CRD # | 161623 |
| SEC # | 801-76979 |
| CIK # | |
| AUM | $631.7 M (2025-04-07) |
| Employees | 10 (100% Investors, 0% Brokers) |
| Phone | 630-413-9136 |
| Address | 1415 W 22nd Street Oak Brook, IL 60523 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Rock Island Capital Fund IV-A LP | [2024-03-26] | 0.0 | 33.0 |
| PE | Rock Island Capital Fund IV LP | [2024-03-26] | 0.0 | 222.0 |
| PE | Rock Island Capital Fund IV-X LP | [2024-03-26] | 0.0 | 1.4 |
| PE | Ric-Superior Holdings LLC | 2023-03-28 | 28.1 | |
| PE | Lancaster/Erc Holdings LLC | [2019-03-28] | 23.1 | 1.4 |
| PE | Rock Island Capital Fund III-A LP | [2019-03-28] | 20.0 | 34.9 |
| PE | Rock Island Capital Fund III LP | [2019-03-28] | 105.2 | 192.1 |
| PE | 5Loop LLC | 2018-03-29 | 22.0 | |
| PE | Ric Baker LLC | 2018-03-29 | 0.2 | |
| PE | Ric Central Investor LLC | 2018-03-29 | 78.0 | |
| PE | Ric-Dgs LLC | 2018-03-29 | 0.1 | |
| PE | Ric-Kemco LLC | 2018-03-29 | 1.1 | |
| PE | Ric Steel LLC | 2018-03-29 | 20.5 | |
| PE | Rock Island Capital Fund II LP | [2012-07-25] | 91.5 | 98.2 |
| PE | Rock Island Capital Fund I LP | 2012-07-25 | 23.0 | |
| PE | Rock Island Capital Q Fund I LP | 2012-07-25 | 4.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 631.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 631.7 |
| By Discretionary | ||
| Discretionary | 15 | 631.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 631.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 631.7 | |
| Total | 15 | 631.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Michael Nugent | 23 | ||
| Patrick Hartman | 3 | ||
| Alfred Mattaliano | 7 | ||
| Brian Bastedo | 5 | ||
| Ric GP IV LLC | 3 | ||
| Daniel Alport | 3 | ||
| Ric GP III LLC | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
TRP Capital Advisors V LLC
✚
|
MI | 0.6 |
|
Stillwater Asset Management LLC
✚
|
MN | 0.6 |
|
Revival Healthcare Capital LLC
✚
|
TX | 0.6 |
|
First Principles Group Management LLC
✚
|
0.6 | |
|
Hastings Equity Partners LLC
✚
|
MA | 0.6 |
|
Chicago Atlantic Advisers LLC
✚
|
IL | 0.6 |
|
Bench WALK Advisors LLC
✚
|
FL | 0.6 |
|
Sandlot Partners LLC
✚
|
UT | 0.6 |
|
Stone-Goff Management LLC
✚
|
NY | 0.6 |
|
CCC Advisors LLC
✚
|
TX | 0.6 |