Rockbridge Investment Management LLC

Item 5 – Fees and Compensation

Investment Management Fees – Individual Clients
                            Market Value of Assets           Annual Fee Percentage
                               Up to $1,000,000                       0.90%
                       From $1,000,001 to $5,000,000                  0.75%
                       From $5,000,001 to $10,000,000                 0.60%
                              Above $10,000,001                       0.45%

Investment Management Fees – Institutional Clients
                            Market Value of Assets           Annual Fee Percentage
                               Up to $1,000,000                       0.65%
                       From $1,000,001 to $10,000,000                 0.50%
                       From $10,000,001-$20,000,000                   0.25%
                              Above $20,000,001                       0.10%

Should RIM service clients with less than $500,000 in AUM, we reserve the right to charge a 1.25%
management fee and an annual $100 per household fixed fee, billed quarterly.
We also provide investment advice and education through consultations with participants in various 401(k)
plans. The charge for these services is generally a fixed fee negotiated with the plan sponsor. The education
and investment advice are focused on helping participants determine if they are saving enough to meet their
retirement investment goals and helping them understand the allocation of their 401(k) investments among
available options.
Account custodian may charge fees, which are in addition to and separate from advisory fees, such as
transaction, retirement plan and administration fees. Mutual funds have annual expenses and may assess
other fees, which are described in each fund’s prospectus. Advisory clients should note that fees for
comparable services vary and lower or higher fees for comparable services may be available from other
sources.
We are typically compensated for investment management services based on the amount of client assets
under management or a negotiated fee. Management fees are paid quarterly in arrears and are due on the
first day of each calendar quarter, based on the account’s asset value as of the last business day of the prior
calendar quarter. Management fees are prorated for accounts opened or terminated during the quarter . We
primarily deduct fees directly from client accounts. Clients may request to be invoiced and pay fees from
sources other than assets under management.
All clients have the option to terminate any or all services at any time without penalty.
For billing purposes, accounts may be grouped by households. The definition of household for billing
purposes is relation by blood or marriage, and/or family members living under the same roof and/or
hierarchy (grandparents, parents, children, grandchildren).

Financial Planning and Consulting Fees
We charge a fixed project fee for financial planning and consulting services. Fees are based on the
complexity of the required financial plan and the range of services provided. Clients who select planning
or consulting services are quoted a fee for services prior to engagement. Project fees typically range from
$2,500 to $10,000.

If a client requests a written financial plan, we typically complete and deliver a written financial plan within
two weeks.

Project fees are due and payable upon completion of the plan or services.

Item 7 – Types of Clients

We provide advisory services to:

    •   Individuals, including their trusts, estates, IRAs and those of their family members.
    •   High net worth individuals (someone who individually or jointly with a spouse has more than
        $1,100,000 managed by us, or a net worth of $2,200,000 excluding the value of their primary
        residence).
    •   Nonprofit organizations, including charitable, social welfare, agricultural/horticultural, labor,
        business leagues, trade associations, and entities that operate for religious, artistic, charitable,
        scientific, educational, and public safety purposes.
    •   Business entities, including corporations
    •   Pension and profit-sharing plans and participants

Account Minimums
We do not impose a minimum account requirement on clients.