Rockhill Advisors LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements with the Advisor.

                                                  Rockhill Advisors LLC
                                         9043 Village Way, Unit B, Victor, ID 83455
                                  Phone: (312) 282-1040 | https://www.rockhill-advisors.com

A. Fees for Advisory Services
Wealth Management Services
Rockhill charges either a fee based on a percentage of assets under management or an ongoing flat fee for
Wealth Management Services. The selected billing arrangement will be indicated in the advisory agreement to be
signed by the client.
Standard Fee Schedule:
Clients assessed a fee based on the cumulative assets under management with the Advisor will be billed in
accordance with the standard fee schedule as outlined below. Rockhill’s fees are billed quarterly, in advance,
based on the average daily value in the accounts during the previous quarter. All securities held in accounts
managed by Rockhill will be independently valued by the Custodian. The Advisor will conduct periodic reviews of
the Custodian’s valuation to ensure accurate billing.

 Assets Under Management                                                   Annual Fee as a Percent of Assets
 First $5,000,000                                                                       0.75%
 Next $5,000,000                                                                        0.50%
 Above $10,000,000                                                                     0.375%

Flat Fee Rate:
For clients assessed an ongoing flat fee, Rockhill charges a flat fee up to $100,000 which is assessed annually
and billed quarterly. Fees to be assessed will be outlined in the advisory agreement to be signed by the client.
The annual fee charged to any Client will never exceed 2.00% of the aggregate assets under management.

The Advisor’s fee is exclusive of, and in addition to, any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However,
the Advisor shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers
As noted in Item 4, the Advisor will implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn advisory fees as described above. Independent
Managers typically do not offer any fee discounts but may have a breakpoint schedule which will reduce the fee
with an increased level of assets placed under management with an Independent Manager. The terms of such
fee arrangements are included in the Independent Manager’s disclosure brochure and applicable contract[s] with
the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent Manager’s fee,
will not exceed 2.00% of assets annually.

Financial Planning Services
For stand-alone financial planning engagements, Rockhill offers its services either on an hourly or fixed fee
basis. Hourly fees range from $400 to $750 per hour. Fixed fees will be based on the estimated number of hours
required to create the deliverables. Fees may be negotiable based on the nature and complexity of the services
to be provided and the overall relationship with the Advisor. An estimate for total hours and/or total costs will be
provided to the Client prior to engaging the Advisor for these services. To the extent that the Client requires
extraordinary time, effort or travel, client and Rockhill will agree in advance on any additional compensation and
or expense reimbursement.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are billed based on the percentage of Plan assets under management
or flat fee basis. The total estimated fee, as well as the ultimate fee charged, is based on the scope and
complexity of our engagement with the client. Fees based on a percentage of plan assets will not exceed 1.00%.
The fee-paying arrangements will be determined on a case-by-case basis and will be detailed in the signed
consulting agreement.

Rockhill’s fees are in addition to any fee assessed by any funds in which Plan assets are invested and any
transaction fees charged by the third-party administrator and/or custodian where the Plan is held. Our firm
                                                  Rockhill Advisors LLC
                                         9043 Village Way, Unit B, Victor, ID 83455
                                  Phone: (312) 282-1040 | https://www.rockhill-advisors.com

acknowledges that it receives no compensation of any kind from any party in relation to the services it provides to
the Plan.

B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be
deducted from the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by
dividing the annual fee by 4. Clients will be provided with a statement, at least quarterly, from the Custodian
reflecting deduction of the wealth management fee. It is the responsibility of the Client to verify the accuracy of
these fees as listed on the Custodian’s brokerage statement as the Custodian does not assume this
responsibility. Clients provide written authorization permitting advisory fees to be deducted by Rockhill directly
from their account[s] held by the Custodian as part of the wealth management agreement and separate account
...

Item 7 – Types of Clients

Rockhill offers investment advisory services to individuals and high net worth individuals, trusts, estates,
charitable organizations and retirement plans. We require a minimum account balance of $2,000,000 for our
Wealth Management Services. We may group certain related client accounts for the purposes of achieving the
minimum account size requirement and determining the annualized fee. The minimum account size may be
negotiable for legacy clients, clients who are expected to exceed the account minimum shortly, and in other
circumstances, determined by and at the sole discretion of the Advisor.
                                                  Rockhill Advisors LLC
                                         9043 Village Way, Unit B, Victor, ID 83455
                                  Phone: (312) 282-1040 | https://www.rockhill-advisors.com