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| Happy Holidays!! thanks for using AUM13F!! |
| Round Rock Advisors LLC
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| CRD # | 286007 |
| SEC # | 801-108989 |
| CIK # | 0001846991 |
| AUM | $814.6 M (2025-07-08) |
| Employees | 24 (58% Investors, 0% Brokers) |
| Phone | 203-920-4774 |
| Address | 187 Danbury Road Wilton, CT 06897 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001846991 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 17.9 | ||
| Apple Inc | 17.2 | ||
| Dorchester Minerals LP | 8.6 | ||
| Amazon Com Inc | 8.2 | ||
| Trinity Capital Inc | 8.2 | ||
| Alphabet Inc | 7.1 | ||
| Sixth Street Specialty Lending Inc | 6.7 | ||
| Intercontinentalexchange Group Inc | 4.8 | ||
| International Business Machines Corp | 4.5 | ||
| Ares Capital Corp | 3.9 | ||
| AbbVie Inc | 3.8 | ||
| Nvidia Corp | 3.7 | ||
| ArrowMark Financial Corp | 3.7 | ||
| Exxon Mobil Corp | 3.6 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 466 | 174.6 |
| (b) Individuals (high net worth individuals) | 218 | 563.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 2.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 21.8 |
| (n) Other | 6 | 52.2 |
| Total | 2,126 | 814.6 |
| By Discretionary | ||
| Discretionary | 2,043 | 806.9 |
| Non-Discretionary | 83 | 7.7 |
| Total | 2,126 | 814.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 814.6 | |
| Total | 2,126 | 814.6 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001846991] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Marquette Asset Management LLC
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|
MN | 0.8 |
|
McGlone Suttner Wealth Management Inc
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|
WI | 0.8 |
|
JT Stratford LLC
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GA | 0.8 |
|
NFSG Corporation
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FL | 0.8 |
|
High Probability Advisors LLC
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NY | 0.8 |
|
Compound Global Advisors LLC
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|
0.8 | |
|
Elwood & Goetz Wealth Advisory Group LLC
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|
GA | 0.8 |
|
Oak Root LLC
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|
0.8 | |
|
Keudell Morrison Wealth Management LLC
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|
OR | 0.8 |
|
Investmark Advisory Group LLC
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|
CT | 0.8 |