Rpata LLC

Item 5. Fees and Compensation
RPATA offers its services on a fee basis, which may include hourly and/or fixed fees, as well as
fees based upon assets under management or advisement. Revolution Partners, LLC does
not charge an additional fee for the services provided to RPATA clients. Since ATA does not
provide any services under the Agreement, any additional fees charged by ATA are beyond the
scope of services provided under the Agreement. Each client’s relationship with ATA, if any, is
governed by a separate agreement between the client and ATA. Fees for services provided by
RPATA and ATA are billed separately.

RPATA, LLC Disclosure Brochure

Financial Planning Fees
RPATA generally charges either a negotiable hourly and/or fixed fee to provide clients with
stand-alone financial planning services. These fees are largely determined by the scope and
complexity of the agreed upon services and range from $100 to $500 on an hourly basis; any
fixed fee will be determined on an individual basis, based on the size of a client’s portfolio
and the type of services rendered.
The specific terms and fee structure are negotiated in advance and set forth in the Agreement
with RPATA. Generally, RPATA requires one-half of the financial planning fee payable upon
execution of the Agreement and the balance due at the time the financial plan is delivered or the
underlying services are rendered to completion. If the client engages RPATA for additional
investment advisory services, RPATA may offset all or a portion of its fees for those services
based upon the amount paid for the financial planning services. These conditions are included
in detail in the Financial Planning Agreement which is signed by both parties prior to the start of
the engagement.

Investment Management Fees
RPATA provides investment management services for an annual fee based on the amount of
assets under the Firm’s management. Fees decrease at specific intervals as asset levels
increase to provide value to the client. To offer clients full advantage of the lower fees available
at higher asset tiers, all accounts in a household including Aggregated Assets are considered
for billing. The Firm will only bill on selected Aggregated Assets which have been defined in a
separate billing schedule. The entire value of all aggregated assets, whether billed on or not,
may benefit the client if the total moves the portfolio value into the next tier of the fee schedule.
The fee is based on the following fee schedule:
Investment Management

                             Portfolio Value                             Annual Fee
                        On the first $1,000,000                             1.50%
                   Between $1,000,001 and $2,000,000                        1.25%
                   Between $2,000,001 and $5,000,000                        1.00%
                          Above $5,000,000                                  0.75%

RPATA may offer a lower fee schedule with a separate fee rate for an account in certain specific
investment strategies and services. Currently, RPATA offers an Income Strategy and discounts
the rate for assets in those accounts to 0.25% annually. Additionally, the Firm offers a reduced
service for maintaining accounts as transferred, for example large, concentrated equity
positions and exceptionally low cost basis securities. These accounts are charged 0.25%
annually. The Firm reserves the right to create additional fee schedules consistent with other
strategies.
The annual fee is prorated and charged quarterly. In most circumstances, charges are in
advance, based upon the market value of the assets managed by RPATA on the last day of the
previous billing period. However, certain custodians require billing to be done in arrears. In this

RPATA, LLC Disclosure Brochure

case, the fee is based upon the market value of the assets managed by RPATA on the last day
of the billing period.
If assets in excess of $20,000 are deposited into or withdrawn from an account after the
inception of a billing period, the fee payable with respect to such assets is adjusted on a pro rata
basis to reflect the change in portfolio value. The activity is analyzed at the end of each month. If
the net activity over that calendar month reaches the threshold, the activity is marked and
included in the adjustment calculation. Deposits are billed within 10 business days of the
subsequent month. Withdrawals are netted out of the subsequent quarter’s calculated fee. In
situations when the account fee for the subsequent quarter is not large enough to cover the
rebate fee, an adjustment for the difference is made and posted back to the account.
For the initial period of an engagement, the fee is calculated on a pro rata basis. If the fee is
calculated in arrears, the charge will be on the last day of the quarter. If charged forward, the
fee will be charged within 10 business days of the subsequent month the account was opened.
In the event the Agreement is terminated, the fee for the final billing period is prorated through
the effective date of the termination. For forward billing, the unearned portion is refunded.
Accounts with arrears billing will have a final bill assessed at the time of termination. In both
methods, a report describing the rebate to the client is provided.

Retirement Plan Consulting Fees
RPATA may charge a fixed project-based fee to provide clients with retirement plan consulting
services. Each engagement is individually negotiated and tailored to accommodate the needs of
the individual plan sponsor, as memorialized in the Agreement. These fees vary and are based
on the scope of the services to be rendered. In those situations where RPATA has agreed to
manage a plan’s assets, the Firm may also charge an annual asset-based fee, to be determined
on an individual basis depending upon the amount of plan assets to be managed and the plan
...

Item 7. Types of Clients
RPATA provides its services to individuals, pension and profit sharing plans, trusts, estates,
charitable organizations, corporations and other business entities.

Minimum Portfolio Size
As a condition for starting and maintaining an investment management relationship, RPATA
generally imposes a minimum portfolio size of $100,000.
The Firm, in its sole discretion, may accept clients with smaller portfolios based upon certain
criteria, such as anticipated future earning capacity, anticipated future additional assets, dollar
amount of assets to be managed, related accounts, account composition, pre-existing client
relationships, account retention and pro bono activities. RPATA only accepts clients with less
than the minimum portfolio size if, in the sole opinion of the Firm, the smaller portfolio size will
not result in a substantial increase of investment risk beyond the client’s identified risk
tolerance. RPATA may aggregate the portfolios of family members to meet the minimum
portfolio size.
Additionally, certain Independent Managers may impose more restrictive account requirements
and varying billing practices than RPATA. In such instances, RPATA may alter its corresponding
account requirements and/or billing practices to accommodate those of the Independent
Managers.

Minimum Annual Fee
As a condition for starting and maintaining an investment management relationship, RPATA can
impose a minimum annual fee of $1,500.
This minimum fee may have the effect of making RPATA’s services cost prohibitive for certain
clients, particularly those with less than $50,000 in assets under RPATA’s management. RPATA,
in its sole discretion, may waive its minimum annual fee based upon certain criteria, such as
anticipated future earning capacity, anticipated future additional assets, dollar amount of
assets to be managed, related accounts, account composition, pre-existing client relationships,
account retention and pro bono activities.
Additionally, certain Independent Managers may impose more restrictive account requirements
and varying billing practices than RPATA. In such instances, RPATA may alter its corresponding
account requirements and/or billing practices to accommodate those of the Independent
Managers.