Tuttle Wealth Partners LLC

Item 5 – Fees and Compensation

Separately Managed Accounts

The fees and compensation payable to TWP for advisory services rendered to SMA client
portfolios that it manages are described in the fee table below. TWP generally bills on cash
and cash equivalents held within the portfolio and, for example, will waive billing for these
particular assets when they are being held in reserve for specific purposes, including pending
capital contributions to a private fund investment. The fees outlined are negotiable, subject
to the Firm’s discretion, based on specific criteria. For example, we may waive the minimum
if you appear to have significant potential for increasing your assets under our advisement.
We may also combine account values for your family members to meet the stated minimum.

    Assets Under Management or Advisement                    Annual Fee Percentage

                    $0 – $249,999                                     1.50%
                 $250,000- $499,999                                   1.40%
                 $500,000- $999,999                                   1.20%
               $1,000,000- $1,999,999                                 1.00%
               $2,000,000 - $4,999,999                                0.95%
               $5,000,000 – $9,999,999                                0.85 %
              $10,000,000 – $14,999,999                               0.75%
              $15,000,000 – $24,999,999                               0.65%
              $25,000,000 – $49,999,999                               0.55%
             $50,000,000 – $99,999,9990                               0.30%
            $100,000,000 – $249,999,999                               0.20%
                   $250,000,000+                                      0.15%

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TWP does charge a minimum advisory fee of 0.15% but does not impose a minimum dollar
amount per annum on advisory fees for investors. Certain investment opportunities may be
subject to initial account opening or investment minimums and/or additional capital
commitments or ongoing maintenance fees.

Investment Consulting/Financial Planning Services

TWP, in its sole discretion, may negotiate to charge a lesser Investment Consulting Fee based
on certain criteria, such as anticipated future earning capacity, anticipated future additional
assets, dollar amount of total assets to be managed or consulted on, related accounts, account
composition, pre-existing/legacy client relationship, account retention, and pro bono
activities. Investment Consulting arrangements typically involve general consultations billed
at an hourly rate of up to $300 per hour, in 15-minute intervals thereafter.

Financial Planning Services are typically billed at the same rate and manner, but higher fees
may be assessed depending on the complexity of the plan itself. The fees are payable by
invoice with a check made out to “Tuttle Wealth Partners LLC.” TWP, in rendering Financial
Planning Services, generally charges an Engagement Fee to clients in situations that require
substantial effort to properly gather and organize client data to establish and support the
advice engagement. Our fixed-fee financial planning is negotiable but will generally range
from $2,500 to $20,000, depending on the nature and complexity of the client’s
circumstances.

We also offer a one-time engagement fee of up to $3,500. Additionally, if the complexity of the
client relationship requires it, we may charge an ongoing engagement fee of up to $10,000
per year. These engagement fees are negotiable at the sole discretion of the adviser, based
on, among other factors, the complexity of the relationship, the size of assets, and potential
future business. Under no circumstances will TWP charge a fee in excess of $1,200 more than
six months in advance (as further described in Item 18 of this brochure).

Retirement Plans
Our compensation may include asset-based fees, hourly consulting fees, or fixed fees,
depending on the specific arrangement. For retirement accounts, we may also receive third-
party compensation (e.g., from custodians or product sponsors), which would otherwise be
prohibited under ERISA or the Code. To comply with PTE 2020-02, we:
    • Acknowledge fiduciary status under ERISA and the Code.
    • Provide written disclosures of services, fees, and conflicts of interest.
    • Adopt policies and procedures designed to ensure compliance with the Impartial
        Conduct Standards.
    • Mitigate conflicts of interest and act in the best interest of retirement investors.

We also provide ERISA Section 408(b)(2) disclosures to plan fiduciaries, which include:
   • A description of services provided to the plan.
   • All direct and indirect compensation received.
   • Identification of any conflicts of interest.

Additional Services

We offer additional services as a component of wealth management services, or on an à la
carte basis. These services include Financial Planning, Financial Consulting, Estate Planning,
Tax Planning, and Retirement Planning. The maximum fee for arrangements charged at an

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hourly rate is $300 per hour. TWP offers stand-alone “Additional Services” for a fixed, agreed-
upon fee based on the nature and complexity of the services to be provided, as well as the
overall relationship with our Firm or its representative(s).

Fees are negotiable at the sole discretion of TWP, based on, among other factors, the
complexity of the relationship, the size of assets, and potential future business.

Third-Party Managers

In certain circumstances, TWP may recommend or utilize affiliated or unaffiliated third-party
managers (together, “Third-Party Managers”). In recommending Third-Party Managers,
investors in TWP’s SMA portfolios will obtain specialized investment guidance, inclusive of
...

Item 7 – Types of Clients

TWP offers investment management services through SMAs that are customized on behalf of
clients, including: Individuals, High Net Worth Individuals, Pension and profit-sharing plans,
Charitable organizations, Insurance companies, Corporations, and other businesses.

In general, we seek client relationships with a minimum of $5,000 in assets to provide
investment management services and charge a tied-fee schedule as set forth in Item 5. At our
sole discretion, we provide advisory services to clients below this minimum account target
amount for assets.

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Investment consulting arrangements require a minimum of $600. TWP does not impose a flat
dollar amount on advisory fees per annum.