RT Jones Capital Equities Management Inc

Item 5 – Fees and Compensation

R.T. Jones’ current standard fee schedules are provided below. Please note that R.T. Jones has
negotiated different fee rates and schedules for certain clients and plans, may negotiate different
fee rates and schedules in the future, and may waive its fees in certain circumstances. Please review
your investment management agreement with R.T. Jones for information about the management
fee charged by R.T. Jones to your account.

Management Fees for Separate Account Management Accounts Held Through Axos:

For accounts held through Axos, R.T. Jones charges the following annual management fees:

1.00% on the first $500,000 of Account assets
0.90% on assets between $500,000.01 - $1,500,000
0.85% on assets between $1,500,000.01 - $2,500,000
0.80% on assets between $2,500,000.01 - $3,500,000
0.75% on assets over $3,500,000

R.T. Jones will deduct its management fees directly from the client’s account custodied with Axos
quarterly in advance. See “Partial Periods” below for additional information.

Management Fees for Separate Account Management Held Through OneAmerica:

Fee schedule based on overall separate account assets managed for the plan.

   Client Assets – Retirement Plans                 Annual Fee (%) for all assets
   Standard                                         0.60% (60 bps)
   QDIA                                             0.50% (50 bps)

When R.T. Jones is serving as a 3(38) Manager on the Plan:

   Client Assets – Retirement Plans                 Annual Fee (%) for all assets
   Serving as a 3(38) Manager                       0.40% (40 bps)
   Serving as a 3(38) Manager and
                                                    0.30% (30 bps)
   Artesys appointed as QDIA

For Qualified Plan Clients administered through OneAmerica, fees are typically deducted from
clients’ assets quarterly in arrears.

Management Fees for ERISA §3(38) Investment Manager Services

R.T. Jones’ typically charges an annual fee of 0.15% (15 bps) of the value of assets held by the
Plan for its §3(38) investment manager services. The fee is billed quarterly, in arrears.

The Plan Sponsors can elect to pay for the 3(38) services directly to R.T. Jones or request R.T.
Jones to build the (3)(38) fees into the Plan. If the 3(38) fees are built into the Plan, the Plan ’s
Recordkeeper will facilitate fee calculation and collection. The fees are pro-rated intra-quarter
depending on when the investment management agreement commences or terminates.

The §3(38) fee is typically lowered to 0.05% (5 bps) where Artesys, R.T. Jones’ proprietary
managed account program, is added to the Plan as a Managed Account Provider. In this case, the
Plan Sponsor will execute a separate agreement appointing Artesys as a Managed Account service
provider. The separate account management fee is billed only to the Plans’ participants using the
service and is deducted from the participants account by the Plan’s Recordkeeper.

The §3(38) fee also lowered to 0.05% (5 bps) if Artesys is added to the Plan as a Managed Account
Provider to the participants and as a QDIA for the Plan. The Plan Sponsor will execute a separate
agreement appointing Artesys as a Managed Account service provider and as the Plan’s QDIA.
The management fee is billed only to the Plans’ participants using the service and is deduced from
the participants account by the Recordkeeper.

The management fee discounts may incentivize the Plan Sponsors to use more of R.T. Jones’
services.

Subadvisory Services to R.T. Jones Collective Investment Trust

R.T. Jones serves as a subadviser to a separate series of R.T. Jones Collective Investment Trust.
For these services, R.T. Jones is entitled to receive an annual management fee of 0.25%.

Investments in Investment Companies; Custodial and Brokerage Fees

Investment companies in which a client’s assets are invested (e.g., mutual funds, ETFs, etc.) charge
additional management fees and bear other expenses, as described in each fund’s prospectus.

Moreover, clients may be charged custodial, brokerage, and related fees by their account’s
custodian, or other administrative fees, depending on where the assets are held. For example, Axos
typically charges clients a fee for its custodial services, brokerage fees, and related fees and
expenses. These fees and expenses are in addition to the management fees paid by a client to R.T.
Jones, and will reduce the overall returns of a client’s investments. Please contact your custodian
to learn more about the custodial, brokerage, and related fees and expenses your account may pay.

Please refer to Item 12 of this brochure regarding brokerage practices.

Partial Periods

For clients whose assets are held in custody at Axos, advisory fees are prorated for any new
accounts opened during a calendar quarter. In the event that a client terminates its advisory
agreement with R.T. Jones prior to the end of a quarter or a wealth management platform client
ceases to be a client of the platform, the client will be entitled to receive a refund of any unearned
management fees that were deducted from their custodial account. The amount of the refund will
be calculated by dividing the most recent management fee by the number of days in the quarter
and multiplying that figure by the number of days left in the quarter following the date of
termination.

For clients whose assets are held through OneAmerica, advisory fees are not prorated for any new
accounts opened during a calendar quarter. Because R.T. Jones bills accounts at OneAmerica
based on the quarter-end balance of the account, a client cancelling R.T. Jones’ services during a
quarter (other than on the last day of the quarter) will not be charged an advisory fee by R.T. Jones
for that partial quarter.

Item 7 – Types of Clients

R.T. Jones primarily offers its investment management services to individuals, corporate pension
and profit sharing plans, trusts, endowments, and fee-only, non- discretionary pension consulting
services to corporate retirement plans such as 401(k), 403(b), and 457 accounts. R.T. Jones
generally does not impose any particular minimum account size.

R.T. Jones also acts as the subadviser to R.T. Jones Collective Investment Trust, a collective
investment trust to which Alta Trust Company serves as trustee and custodian.