S Muoio & Co LLC

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Total AUM ($M) Copy

CIK	Period
0001138996	2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31

Sector	Form 13F Holdings	Value ($M)
	Nexstar Broadcasting Group Inc	4.7
	Autozone Inc	3.2
	Rogers Corp	3.1
	Churchill Capital Corp Xi	3.0
	Biohaven Ltd	2.9
	Tsakos Energy Navigation Ltd	2.2
	Genuine Parts Co	1.6
	First Horizon National Corp	1.6
	Equinix Inc	1.5
	Tower Semiconductor Ltd	1.4
	Microsoft Corp	0.9
	Magnachip Semiconductor Corp	0.9
	Apple Inc	0.9


















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Type	Form D Funds	Date	Sold	AUM
PE	SM Broadcast KQTV LP	[2022-03-28]	3.2 M	3.0 M
	Offered $3,176,582 · Filed 2021-09-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose
PE	SM/HL Acquisition LP	[2022-03-28]	3.5 M	0.1 M
	Offered $3,450,000 · Filed 2022-02-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose
PE	SM Broadcast Partners Midamerica LP	[2017-01-19]	10.6 M	0.0 M
	Filed 2017-02-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
PE	SM Investors Broadcast Partners LP	2015-03-30		10.7 M
HF	SM Investors II LP	2012-03-29		29.5 M
HF	SM Investors LP	[2012-03-29]	40.4 M	31.4 M
	Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	SM Investors Offshore Ltd	2012-03-29		3.1 M
HF	SM Merger/Arbitrage LP	2012-03-29		38.4 M
HF	SM Merger/Arbitrage Offshore LP	[2012-03-29]	8.2 M	0.4 M
	Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	6	83.6
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	11.5
(n) Other	0	0.0
Total	7	95.1
By Discretionary
Discretionary	7	95.1
Non-Discretionary	0	0.0
Total	7	95.1
By Non-United States Persons
Non-United States Persons		2.0
United States Persons		93.1
Total	7	95.1

Form D Directors	Role	# Filings	# Firms
Salvatore Muoio	Director, Executive Officer	8	2
George Hamilton	Director	5	2
James Devas	Director	4	2
SM Investors Broadcast GP LLC	Executive Officer	3	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001138996]
4	[0001138996]

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
OPTI Inc OPTI.OB Common Stock	2013-10-30	Buy	50,000	$0.53	26,500
OPTI Inc OPTI.OB Common Stock	2013-10-14	Buy	1,200	$0.52	624
OPTI Inc OPTI.OB Common Stock	2013-09-20	Buy	100	$0.53	53
OPTI Inc OPTI.OB Common Stock	2013-09-18	Buy	2,500	$0.53	1,325
OPTI Inc OPTI.OB Common Stock	2013-09-16	Buy	2,279	$0.53	1,208
OPTI Inc OPTI.OB Common Stock	2013-09-12	Buy	400	$0.53	212
OPTI Inc OPTI.OB Common Stock	2013-08-27	Buy	5,000	$0.54	2,700
OPTI Inc OPTI.OB Common Stock	2013-08-26	Buy	4,500	$0.52	2,340
OPTI Inc OPTI.OB Common Stock	2013-08-22	Buy	1,000	$0.53	530
OPTI Inc OPTI.OB Common Stock	2013-08-13	Buy	1,000	$0.52	520
OPTI Inc OPTI.OB Common Stock	2013-08-01	Buy	450	$0.52	234
OPTI Inc OPTI.OB Common Stock	2013-07-31	Buy	2,300	$0.53	1,219
OPTI Inc OPTI.OB Common Stock	2013-07-30	Buy	1,500	$0.53	795
OPTI Inc OPTI.OB Common Stock	2013-07-17	Buy	20,000	$0.51	10,200
OPTI Inc OPTI.OB Common Stock	2013-07-16	Buy	1,000	$0.53	530
OPTI Inc OPTI.OB Common Stock	2013-07-15	Buy	13,275	$0.53	7,036
OPTI Inc OPTI.OB Common Stock	2013-07-15	Buy	4,425	$0.53	2,345
OPTI Inc OPTI.OB Common Stock	2013-07-10	Buy	19,770	$0.55	10,874
OPTI Inc OPTI.OB Common Stock	2013-07-10	Buy	6,590	$0.55	3,625
OPTI Inc OPTI.OB Common Stock	2013-07-09	Buy	1,000	$0.55	550
showing 20 of 50 most recent transactions

Comparable Firms	State	AUM
Ridgeline Productions LLC ✚	NY	115.4 M
Islet Management LP ✚	NY	108.8 M
Kalamata Asset Management LLC ✚	MD	106.8 M
Stonebridge Partners LLC ✚	NY	99.4 M
Arex Capital Management LP ✚	NY	99.4 M
Pura Vida Investments LLC ✚	NY	91.5 M
Oxford Gate Management LLC ✚	CT	90.9 M
Seaport Global Asset Management LLC ✚	NY	80.0 M
Shoreline Capital Management Ltd ✚		75.9 M
Abry Partners LLC ✚	MA	69.3 M

Assets, Funds, Holdings