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| S Muoio & Co LLC
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|---|---|
| CRD # | 155549 |
| SEC # | 801-72307 |
| CIK # | 0001138996 |
| AUM | 95.1 M (2026-03-27) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 212-297-2555 |
| Address | 7 East 60th Street New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nexstar Broadcasting Group Inc | 4.7 | ||
| Autozone Inc | 3.2 | ||
| Rogers Corp | 3.1 | ||
| Churchill Capital Corp Xi | 3.0 | ||
| Biohaven Ltd | 2.9 | ||
| Tsakos Energy Navigation Ltd | 2.2 | ||
| Genuine Parts Co | 1.6 | ||
| First Horizon National Corp | 1.6 | ||
| Equinix Inc | 1.5 | ||
| Tower Semiconductor Ltd | 1.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | SM Broadcast KQTV LP | [2022-03-28] | 3.2 M | 3.0 M |
| Offered $3,176,582 · Filed 2021-09-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | SM/HL Acquisition LP | [2022-03-28] | 3.5 M | 0.1 M |
| Offered $3,450,000 · Filed 2022-02-16 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | SM Broadcast Partners Midamerica LP | [2017-01-19] | 10.6 M | 0.0 M |
| Filed 2017-02-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | SM Investors Broadcast Partners LP | 2015-03-30 | 10.7 M | |
| HF | SM Investors II LP | 2012-03-29 | 29.5 M | |
| HF | SM Investors LP | [2012-03-29] | 40.4 M | 31.4 M |
| Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SM Investors Offshore Ltd | 2012-03-29 | 3.1 M | |
| HF | SM Merger/Arbitrage LP | 2012-03-29 | 38.4 M | |
| HF | SM Merger/Arbitrage Offshore LP | [2012-03-29] | 8.2 M | 0.4 M |
| Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 83.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 11.5 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 95.1 |
| By Discretionary | ||
| Discretionary | 7 | 95.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 95.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.0 | |
| United States Persons | 93.1 | |
| Total | 7 | 95.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Salvatore Muoio | Director, Executive Officer | 8 | 2 | |
| George Hamilton | Director | 5 | 2 | |
| James Devas | Director | 4 | 2 | |
| SM Investors Broadcast GP LLC | Executive Officer | 3 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001138996] | |
| 4 | [0001138996] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| S Muoio & Co LLC | |
| Salvatore Muoio | |
| SM Investors II LP | |
| OPTI Inc | |
| SM Investors LP | |
| Handleman Co /MI/ | |
| SM L/S LP |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
OPTI Inc OPTI.OB
Common Stock
|
2013-10-30 | Buy | 50,000 | $0.53 | 26,500 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-10-14 | Buy | 1,200 | $0.52 | 624 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-09-20 | Buy | 100 | $0.53 | 53 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-09-18 | Buy | 2,500 | $0.53 | 1,325 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-09-16 | Buy | 2,279 | $0.53 | 1,208 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-09-12 | Buy | 400 | $0.53 | 212 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-08-27 | Buy | 5,000 | $0.54 | 2,700 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-08-26 | Buy | 4,500 | $0.52 | 2,340 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-08-22 | Buy | 1,000 | $0.53 | 530 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-08-13 | Buy | 1,000 | $0.52 | 520 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-08-01 | Buy | 450 | $0.52 | 234 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-31 | Buy | 2,300 | $0.53 | 1,219 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-30 | Buy | 1,500 | $0.53 | 795 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-17 | Buy | 20,000 | $0.51 | 10,200 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-16 | Buy | 1,000 | $0.53 | 530 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-15 | Buy | 13,275 | $0.53 | 7,036 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-15 | Buy | 4,425 | $0.53 | 2,345 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-10 | Buy | 19,770 | $0.55 | 10,874 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-10 | Buy | 6,590 | $0.55 | 3,625 |
|
OPTI Inc OPTI.OB
Common Stock
|
2013-07-09 | Buy | 1,000 | $0.55 | 550 |
| showing 20 of 50 most recent transactions | |||||
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|
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|
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✚
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