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| S Muoio & Co LLC
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|---|---|
| CRD # | 155549 |
| SEC # | 801-72307 |
| CIK # | 0001138996 |
| AUM | $123.3 MM (2023-03-23) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 212-297-2555 |
| Address | 509 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | SM Broadcast KQTV LP | [2022-03-28] | 3.2 | 3.1 |
| PE | Sm/Hl Acquisition LP | [2022-03-28] | 3.5 | 3.5 |
| PE | SM Broadcast Partners Midamerica LP | [2017-01-19] | 10.6 | 0.0 |
| PE | SM Investors Broadcast Partners LP | 2015-03-30 | 12.0 | |
| HF | SM Investors II LP | 2012-03-29 | 34.4 | |
| HF | SM Investors LP | [2012-03-29] | 40.3 | 18.9 |
| HF | SM Investors Offshore Ltd | 2012-03-29 | 3.1 | |
| HF | SM Merger/Arbitrage LP | 2012-03-29 | 39.6 | |
| HF | SM Merger/Arbitrage Offshore LP | [2012-03-29] | 8.2 | 0.4 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 111.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 11.8 |
| (n) Other | 0 | 0.0 |
| Total | 9 | 123.3 |
| By Discretionary | ||
| Discretionary | 9 | 123.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 123.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 123.3 | |
| Total | 9 | 123.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| S Muoio & Co LLC | 8 | ||
| Salvatore Muoio | 8 | ||
| George Hamilton | 4 | ||
| James Devas | 4 | ||
| SM Investors Broadcast GP LLC | 3 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001138996] | |
| 4 | [0001138996] |
| Form 3/4/5 Subject | 2011 - 2023 |
|---|---|
| OPTI Inc | |
| S Muoio & Co LLC | |
| SM Investors II, L.P. | |
| Salvatore Muoio | |
| SM Investors, L.P. | |
| Handleman Co /MI/ | |
| SM L/S LP |
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