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⚲
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| Salzinger Sheaff Brock LLC
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|
|
|---|---|
| CRD # | 139417 |
| SEC # | 801-77401 |
| CIK # | |
| AUM | $241.9 MM (2023-03-21) |
| Employees | 11 (36% Investors, 0% Brokers) |
| Phone | 317-705-5700 |
| Address | 8801 River Crossing Blvd Indianapolis, IN 46240 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 96 | 27.8 |
| (b) Individuals (high net worth individuals) | 83 | 152.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 8 | 28.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 33.3 |
| (n) Other | 0 | 0.0 |
| Total | 360 | 241.9 |
| By Discretionary | ||
| Discretionary | 360 | 241.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 360 | 241.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 241.9 | |
| Total | 360 | 241.9 |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Sheaff Brock Investment Advisors LLC
✚
|
IN | 1.0 |
|
Salzinger Sheaff Brock LLC
✚
|
IN | 0.2 |
|
Trust Advisors LLC
✚
|
IN | 0.0 |
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|---|---|---|
|
Bridgewater Asset Management LLC
✚
|
MO | 0.2 |
|
Tallwoods Partners LLC
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|
IL | 0.2 |
|
Tradewinds LLC
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|
NC | 0.2 |
|
Plan Group Financial Inc
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|
OK | 0.2 |
|
Altamont Capital Management LLC
✚
|
NC | 0.2 |
|
Veerkloh LLC
✚
|
IA | 0.2 |
|
Salvus Wealth Management LLC
✚
|
NJ | 0.2 |
|
Good Harbor Advisors Inc
✚
|
MA | 0.2 |
|
RF&L Wealth Management LLC
✚
|
MA | 0.2 |
|
Transcendent Capital Group LLC
✚
|
OK | 0.2 |