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| Happy Holidays!! thanks for using AUM13F!! |
| Sheaff Brock Investment Advisors LLC
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| CRD # | 118739 |
| SEC # | 801-60978 |
| CIK # | 0001666789 |
| AUM | $1.4 B (2025-03-26) |
| Employees | 26 (69% Investors, 4% Brokers) |
| Phone | 317-705-5700 |
| Address | 8801 River Crossing Blvd Indianapolis, IN 46240 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Instagram] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 115.5 | ||
| Nvidia Corp | 73.0 | ||
| Lilly Eli & Co | 25.7 | ||
| Microsoft Corp | 23.8 | ||
| Amazon Com Inc | 20.5 | ||
| International Business Machines Corp | 16.5 | ||
| Oracle Corp | 15.4 | ||
| Facebook Inc | 15.2 | ||
| AbbVie Inc | 11.9 | ||
| Broadcom Inc | 11.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 396 | 132.4 |
| (b) Individuals (high net worth individuals) | 348 | 1,144.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 48.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 85.3 |
| (n) Other | 0 | 0.0 |
| Total | 1,778 | 1,410.2 |
| By Discretionary | ||
| Discretionary | 1,778 | 1,410.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,778 | 1,410.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,410.2 | |
| Total | 1,778 | 1,410.2 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001666789] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Sheaff Brock Investment Advisors LLC
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|
IN | 1.4 |
|
Salzinger Sheaff Brock LLC
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|
IN | 0.3 |
|
Trust Advisors LLC
✚
|
IN | 0.0 |
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|---|---|---|
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|
1.4 | |
|
Kimelman & Baird LLC
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NY | 1.4 |
|
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TX | 1.4 |
|
Telos Capital Management Inc
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|
CA | 1.4 |
|
Bloom Advisors Inc
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MI | 1.4 |
|
Ally Invest Advisors Inc
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|
NC | 1.4 |
|
Romano Brothers and Company
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|
IL | 1.4 |
|
The Nemes Rush Group LLC
✚
|
MI | 1.4 |
|
Mill Capital Management LLC
✚
|
NC | 1.4 |
|
Anchor Investment Management LLC
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|
SC | 1.4 |