Sheaff Brock Investment Advisors LLC

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Assets, Funds, Holdings

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Sheaff Brock Investment Advisors LLC
CRD #118739
SEC #801-60978
CIK #0001666789
AUM $1.4 BB (2024-03-26)
Employees 25 (56% Investors, 4% Brokers)
Phone317-705-5700
Address8801 River Crossing Blvd
Indianapolis, IN 46240
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram]
Total AUM ($MM)
1500120090060030002000200820162025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
AAPL 2,382,844.0 116.1
NVDA 399,550.0 88.4
LLY 301,789.7 31.2
MSFT 1,918,222.4 28.8
AMZN 1,092,997.8 21.4
ORCL 182,760.6 17.2
MRK 232,371.9 14.5
META 434,852.0 14.5
KLAC 49,261.0 13.7
AVGO 201,282.9 13.7
View All
Holdings by Sector ($MM)
1600128096064032002016201920222025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 476 154.7
(b) Individuals (high net worth individuals) 378 1,066.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 11 35.4
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 22 94.5
(n) Other 0 0.0
Total 1,998 1,350.9
By Discretionary
Discretionary 1,998 1,350.9
Non-Discretionary 0 0.0
Total 1,998 1,350.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,350.9
Total 1,998 1,350.9
EDGAR Form CIK 2011 - 2024
13F-HR [0001666789]
Related Firms State AUM ($BB)
Sheaff Brock Investment Advisors LLC
IN 1.4
Salzinger Sheaff Brock LLC
IN 0.3
Trust Advisors LLC
IN 0.0
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Rodgers & Associates Ltd
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Adell Harriman & Carpenter Inc
TX 1.3
Patton Albertson Miller Group LLC
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Dorchester Wealth Management Company
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Blackhill Capital Inc
NJ 1.3
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