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| Sheaff Brock Investment Advisors LLC
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|
|
|---|---|
| CRD # | 118739 |
| SEC # | 801-60978 |
| CIK # | 0001666789 |
| AUM | $1.0 BB (2023-03-31) |
| Employees | 25 (56% Investors, 8% Brokers) |
| Phone | 317-705-5700 |
| Address | 8801 River Crossing Blvd Indianapolis, IN 46240 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 135.4 | |
| MSFT | 1,918,222.4 | 22.8 | |
| NVDA | 399,550.0 | 22.7 | |
| CSCO | 178,309.9 | 15.9 | |
| LLY | 301,789.7 | 15.1 | |
| APA | 13,113.3 | 13.7 | |
| JPM | 340,169.2 | 13.6 | |
| AMZN | 1,092,997.8 | 12.9 | |
| ABBV | 269,466.6 | 12.7 | |
| HD | 277,648.0 | 12.7 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 550 | 177.7 |
| (b) Individuals (high net worth individuals) | 326 | 782.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 9 | 24.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.5 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 22 | 63.7 |
| (n) Other | 0 | 0.0 |
| Total | 2,021 | 1,049.7 |
| By Discretionary | ||
| Discretionary | 2,013 | 1,049.3 |
| Non-Discretionary | 8 | 0.4 |
| Total | 2,021 | 1,049.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,049.7 | |
| Total | 2,021 | 1,049.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001666789] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Sheaff Brock Investment Advisors LLC
✚
|
IN | 1.0 |
|
Salzinger Sheaff Brock LLC
✚
|
IN | 0.2 |
|
Trust Advisors LLC
✚
|
IN | 0.0 |
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