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| Keyboard |
| Santa Lucia Asset Management PTE Ltd
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|---|---|
| CRD # | 291669 |
| SEC # | 801-112337 |
| CIK # | |
| AUM | 1,200.3 M (2025-09-24) |
| Employees | 11 (55% Investors, 55% Brokers) |
| Fees | |
| Minimum | |
| Phone | 006565134104 |
| Address | 65 Chulia Street Singapore, Singapore |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | CIM Investment Fund ICAV | [2016-12-07] | 21.1 M | 416.9 M |
| Filed 2014-08-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CIM Discovery Fund Limited | [2012-02-10] | 5.2 M | 10.2 M |
| Filed 2014-08-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | CIM Dividend Income Fund Limited | 2012-02-10 | 123.2 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 8.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 10 | 886.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 305.5 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 1,200.3 |
| By Discretionary | ||
| Discretionary | 8 | 1,157.3 |
| Non-Discretionary | 5 | 43.0 |
| Total | 13 | 1,200.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1,178.0 | |
| United States Persons | 22.3 | |
| Total | 13 | 1,200.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Cim Investment Management Limited | Executive Officer | 5 | 2 | |
| Santa Lucia Asset Management Pte Ltd | Executive Officer | 3 | 2 | |
| Santa Lucia Asset Management Limited Pte Ltd | Executive Officer | 3 | 2 | |
| Simon Prosser | Executive Officer | 3 | 2 | |
| Brendan McInerney | Director | 2 | 2 | |
| Bo Ivanovic | Director | 1 | 1 | |
| Tomas Fiala | Director | 1 | 1 | |
| Peter Savill | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 213800HAT9U2JGFLBE95 |
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