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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Santa Lucia Asset Management PTE Ltd
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|---|---|
| CRD # | 291669 |
| SEC # | 801-112337 |
| CIK # | |
| AUM | $1.1 B (2024-09-27) |
| Employees | 11 (55% Investors, 45% Brokers) |
| Phone | 006565134104 |
| Address | 65 Chulia Street Singapore, Singapore |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | CIM Investment Fund ICAV | [2016-12-07] | 21.1 | 416.9 |
| HF | CIM Discovery Fund Limited | [2012-02-10] | 5.2 | 10.2 |
| HF | CIM Dividend Income Fund Limited | 2012-02-10 | 107.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 7.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 12 | 781.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 304.4 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 1,093.0 |
| By Discretionary | ||
| Discretionary | 10 | 1,055.2 |
| Non-Discretionary | 5 | 37.8 |
| Total | 15 | 1,093.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 1,066.3 | |
| United States Persons | 26.7 | |
| Total | 15 | 1,093.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| CIM Investment Management Limited | 5 | ||
| Santa Lucia Asset Management PTE Ltd | 3 | ||
| Simon Prosser | 3 | ||
| Santa Lucia Asset Management Limited PTE Ltd | 3 | ||
| Brendan McInerney | 2 | ||
| Peter Savill | 1 | ||
| Bo Ivanovic | 1 | ||
| Tomas Fiala | 1 |
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