|
⚲
|
| Santa Lucia Asset Management PTE Ltd
✚
|
|
|---|---|
| CRD # | 291669 |
| SEC # | 801-112337 |
| CIK # | |
| AUM | $1.2 B (2025-09-24) |
| Employees | 11 (55% Investors, 55% Brokers) |
| Phone | 006565134104 |
| Address | 65 Chulia Street Singapore, Singapore |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | CIM Investment Fund ICAV | [2016-12-07] | 21.1 | 416.9 |
| HF | CIM Discovery Fund Limited | [2012-02-10] | 5.2 | 10.2 |
| HF | CIM Dividend Income Fund Limited | 2012-02-10 | 123.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 2 | 8.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 10 | 886.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 1 | 305.5 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 1,200.3 |
| By Discretionary | ||
| Discretionary | 8 | 1,157.3 |
| Non-Discretionary | 5 | 43.0 |
| Total | 13 | 1,200.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1,178.0 | |
| United States Persons | 22.3 | |
| Total | 13 | 1,200.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| CIM Investment Management Limited | 5 | 2 | ||
| Santa Lucia Asset Management PTE Ltd | 3 | 2 | ||
| Simon Prosser | 3 | 2 | ||
| Santa Lucia Asset Management Limited PTE Ltd | 3 | 2 | ||
| Brendan McInerney | 2 | 2 | ||
| Peter Savill | 1 | 1 | ||
| Bo Ivanovic | 1 | 1 | ||
| Tomas Fiala | 1 | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Zadig Asset Management Sa
✚
|
1.3 | |
|
Arbiter Partners Capital Management LLC
✚
|
NY | 1.3 |
|
Fourthstone LLC
✚
|
MO | 1.2 |
|
Parthenon LLC
✚
|
KY | 1.2 |
|
Schwerin Boyle Capital Management Inc
✚
|
MA | 1.2 |
|
Nuverse Advisors LLC
✚
|
FL | 1.2 |
|
Waycross Partners LLC
✚
|
KY | 1.2 |
|
Verdad Advisers LP
✚
|
MA | 1.2 |
|
Affinity Investment Advisors LLC
✚
|
CA | 1.2 |
|
Kelleher Financial Advisors LLC
✚
|
NY | 1.2 |