Schroder Investment Management North America Inc

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Schroder Investment Management North America Inc ✚
CRD #	105820
SEC #	801-15834
CIK #	0001105005, 0001422318
AUM	150.40 B (2026-03-30)
Employees	254 (43% Investors, 25% Brokers)
Fees
Minimum
Phone	212-641-3800
Address	7 Bryant Park, 19th Floor New York, NY 10018
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
SA	Schroders Capital Focus III Investment A LP	[2023-02-22]	336.0 M	349.5 M
	Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroders Capital Focus III Investment B LP	[2023-02-22]	336.0 M	349.5 M
	Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroders Capital Focus III Investment C LP	[2023-02-22]	336.0 M	349.5 M
	Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroders Capital Securitized Hi-Grade Flexible Total Return LP	2022-06-28		1,376.6 M
SA	Schroders Capital ERISA Flexible Secured Income LP	[2022-03-31]	110.0 M	140.4 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroders Capital Pillars Fund LP	[2022-03-31]	375.1 M	372.3 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroder Flexible Secured Income Master A LP	[2021-11-19]	60.0 M	500.0 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroder Flexible Secured Income Master B LP	[2021-11-19]	60.0 M	500.0 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Emerging Markets Equity Alpha Fund	[2021-03-31]	412.4 M	205.3 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Japan Equity Micro Cap Fund	[2021-03-31]	671.4 M	135.0 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroder Focus II Master A LP	[2020-11-24]	232.4 M	441.7 M
	Filed 2020-05-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroder Focus II Master B LP	[2020-11-24]	232.4 M	441.7 M
	Filed 2020-05-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroder Taft-Hartley Income Cayman LP	[2020-11-24]	549.6 M	597.4 M
	Filed 2022-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Schroder Taft-Hartley Income REIT LLC	[2020-11-24]	549.6 M	597.4 M
	Filed 2022-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Alternative Risk Premia Portfolio LP	[2019-01-15]	91.1 M	22.5 M
	Filed 2024-08-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Loan Opportunities Fund I LP	[2018-03-30]	202.0 M	5.2 M
	Filed 2018-02-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
SA	Schroder Securitized Credit Master Fund Limited	[2017-09-29]	32.8 M	6.2 M
	Filed 2020-06-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Alternative Rates Master Fund Limited	[2017-04-04]	0.1 M
	Filed 2017-05-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Advanced ILS Fund Cayman Limited	[2017-02-14]	365.0 M	1.8 M
	Filed 2022-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Emerging Markets Multi-Sector Bond Portfolio LP	[2017-02-14]	275.1 M	152.0 M
	Filed 2023-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Diversified Growth Portfolio LP	[2014-03-31]	671.4 M	806.1 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Frontier Markets Equity Portfolio LP	[2014-03-31]	93.6 M	71.0 M
	Filed 2022-07-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Global Macro Portfolio LP	2014-03-31
Other	Schroder Global Multi-Cap Value Portfolio LP	[2014-03-31]	239.1 M	88.8 M
	Filed 2023-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Multi-Cap Emerging Market Portfolio LP	[2014-03-31]	109.1 M	88.0 M
	Filed 2020-06-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder OPERS Global Allocation Portfolio LP	[2014-03-31]	250.0 M	374.0 M
	Offered $250,000,000 · Filed 2014-03-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other	Schroder Strategic Beta Portfolio LP	[2013-07-22]	50.0 M	112.0 M
	Filed 2021-07-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Commodity Total Return Portfolio	[2012-03-30]	6,063.8 M	28.0 M
	Filed 2023-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder Emerging Markets Debt Fund	2012-03-30
Other	Schroder Emerging Markets Fund	[2012-03-30]	1,366.7 M	1,389.9 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder International Alpha Portfolio	[2012-03-30]	285.5 M	147.4 M
	Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Schroder International Small Companies Fund	2012-03-30		290.9 M
Other	Schroder International Small Companies Portfolio	2012-03-30		21.0 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	31	0.7
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	183	95.4
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	47	14.6
(g) Pension and profit sharing plans	52	11.2
(h) Charitable organizations	10	0.9
(i) State or municipal government entities	33	14.6
(j) Other investment advisers	8	1.8
(k) Insurance companies	42	7.0
(l) Sovereign wealth funds and foreign official institutions	10	2.0
(m) Corporations or other businesses not listed above	10	2.1
(n) Other	0	0.0
Total	426	150.4
By Discretionary
Discretionary	422	148.9
Non-Discretionary	4	1.5
Total	426	150.4
By Non-United States Persons
Non-United States Persons		47.9
United States Persons		102.5
Total	426	150.4

Limited Partners	2011 - 2026
Alaska Division of Retirement and Benefits
New York State and Local Retirement System
Orange County Employee Retirement System
Oregon Public Employees Retirement Fund
Pennsylvania Public School Employees' Retirement System
Teachers' Retirement Security for Illinois Educators

Form D Directors	Role	# Filings	# Firms
Roger Hanson	Director	255	86
Ivana Faltysova	Director	86	26
Neil Glass	Director	20	9
Marc Brookman	Director, Executive Officer	25	3
Virginie Maisonneuve	Director	11	3
Jeffrey Hodkin	Director	6	3
Philip Middleton	Director, Executive Officer	30	2
Paul Chislett	Director	28	2
Lisa Hornby	Director	28	2
Tiffani Potesta	Director	26	2
View All

EDGAR Form	CIK	2011 - 2026
3	[0001105005]
SC 13G	[0001105005]
3	[0001422318]
SC 13G	[0001422318]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Schroder Investment Management North America INC/ de	Digital Realty Trust Inc	[2025-02-13]
Schroder Investment Management North America INC/ de	Stem Inc	[2024-11-14]
Schroder Investment Management North America INC/ de	Sally Beauty Holdings Inc	[2024-02-13]
Schroder Investment Management North America INC/ de	SES Sa/Adr	[2024-02-13]
Schroder Investment Management North America INC/ de	Kasikornbank Public Co Limited/Adr	[2024-02-13]
Schroder Investment Management North America INC/ de	CI&T Inc	[2024-02-13]
Schroder Investment Management North America INC/ de	Stem Inc	[2024-02-13]
Schroder Investment Management North America INC/ de	Perella Weinberg Partners	[2023-02-10]
Schroder Investment Management North America INC/ de	Solaris Oilfield Infrastructure Inc	[2023-02-10]
Schroder Investment Management North America INC/ de	Neuronetics Inc	[2023-02-10]
View All

Firm Profile (Form ADV)
Discretionary AUM	$32.0B
Clients	4 (45 non-US)
Serves	Institutional, Retail
LEI	5493003P29LAPF3HFV10

Form 3/4/5 Subject	2011 - 2026
Hartford Schroders Private Opportunities Fund
Schroder Investment Management North America INC/ de
Hartford Schroders Opportunistic Income Fund
Total Return Securities Fund
Schroder Investment Management North America Ltd

Comparable Firms	State	AUM
Gallagher Fiduciary Advisors LLC ✚	IL	194.82 B
Insight North America LLC ✚	NY	171.09 B
Global Retirement Partners LLC ✚	CA	169.58 B
Payden & Rygel ✚	CA	158.23 B
Aperio Group LLC ✚	CA	152.13 B
Franklin Templeton Private Portfolio Group LLC ✚	NY	139.88 B
Income Research Management ✚	MA	130.65 B
Putnam Investment Management LLC ✚	MA	117.24 B
Icici Prudential Asset Management Company Limited ✚		117.06 B
Natixis Advisors LLC ✚	MA	108.65 B

Schroder Investment Management North America Inc

Assets, Funds, Holdings