|
⚲
|
| Schroder Investment Management North America Inc
✚
|
|
|---|---|
| CRD # | 105820 |
| SEC # | 801-15834 |
| CIK # | 0001105005, 0001422318 |
| AUM | $150.4 B (2026-03-30) |
| Employees | 254 (43% Investors, 25% Brokers) |
| Phone | 212-641-3800 |
| Address | 7 Bryant Park, 19th Floor New York, NY 10018 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Schroders Capital Focus III Investment A LP | [2023-02-22] | 336.0 | 349.5 |
| Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Schroders Capital Focus III Investment B LP | [2023-02-22] | 336.0 | 349.5 |
| Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Schroders Capital Focus III Investment C LP | [2023-02-22] | 336.0 | 349.5 |
| Filed 2025-08-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Schroders Capital Securitized Hi-Grade Flexible Total Return LP | 2022-06-28 | 1,376.6 | |
| SA | Schroders Capital ERISA Flexible Secured Income LP | [2022-03-31] | 110.0 | 140.4 |
| Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Schroders Capital Pillars Fund LP | [2022-03-31] | 375.1 | 372.3 |
| Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Schroder Flexible Secured Income Master A LP | [2021-11-19] | 60.0 | 500.0 |
| Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Schroder Flexible Secured Income Master B LP | [2021-11-19] | 60.0 | 500.0 |
| Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Schroder Emerging Markets Equity Alpha Fund | [2021-03-31] | 412.4 | 205.3 |
| Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Schroder Japan Equity Micro Cap Fund | [2021-03-31] | 671.4 | 135.0 |
| Filed 2025-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 31 | 0.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 183 | 95.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 47 | 14.6 |
| (g) Pension and profit sharing plans | 52 | 11.2 |
| (h) Charitable organizations | 10 | 0.9 |
| (i) State or municipal government entities | 33 | 14.6 |
| (j) Other investment advisers | 8 | 1.8 |
| (k) Insurance companies | 42 | 7.0 |
| (l) Sovereign wealth funds and foreign official institutions | 10 | 2.0 |
| (m) Corporations or other businesses not listed above | 10 | 2.1 |
| (n) Other | 0 | 0.0 |
| Total | 426 | 150.4 |
| By Discretionary | ||
| Discretionary | 422 | 148.9 |
| Non-Discretionary | 4 | 1.5 |
| Total | 426 | 150.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 47.9 | |
| United States Persons | 102.5 | |
| Total | 426 | 150.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Roger Hanson | Director | 255 | 86 | |
| Ivana Faltysova | Director | 85 | 26 | |
| Neil Glass | Director | 20 | 9 | |
| Marc Brookman | Director, Executive Officer | 25 | 3 | |
| Virginie Maisonneuve | Director | 11 | 3 | |
| Jeffrey Hodkin | Director | 6 | 3 | |
| Philip Middleton | Director, Executive Officer | 30 | 2 | |
| Paul Chislett | Director | 28 | 2 | |
| Lisa Hornby | Director | 28 | 2 | |
| Tiffani Potesta | Director | 26 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001105005] | |
| SC 13G | [0001105005] | |
| 3 | [0001422318] | |
| SC 13G | [0001422318] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Gallagher Fiduciary Advisors LLC
✚
|
IL | 194.8 |
|
Insight North America LLC
✚
|
NY | 171.1 |
|
Global Retirement Partners LLC
✚
|
CA | 169.6 |
|
Payden & Rygel
✚
|
CA | 158.2 |
|
Aperio Group LLC
✚
|
CA | 152.1 |
|
Franklin Templeton Private Portfolio Group LLC
✚
|
NY | 139.9 |
|
Income Research Management
✚
|
MA | 130.7 |
|
Putnam Investment Management LLC
✚
|
MA | 117.2 |
|
Icici Prudential Asset Management Company Limited
✚
|
117.1 | |
|
Natixis Advisors LLC
✚
|
MA | 108.7 |