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| Keyboard |
| Seneca Management LLC
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|---|---|
| CRD # | 160345 |
| SEC # | 801-73108 |
| CIK # | 0001708715 |
| AUM | 716.9 M (2026-03-30) |
| Employees | 13 (69% Investors, 0% Brokers) |
| Phone | 303-454-5453 |
| Address | 101 University Blvd Denver, CO 80206 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Daniels Private Markets Fund LP | 2025-03-31 | 140.6 M | |
| PE | MBC Private Equity Fund III LP | [2025-03-31] | 17.6 M | 20.8 M |
| Filed 2025-03-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue No Revenues | ||||
| PE | MBC BP SPV LLC | 2023-03-30 | 1.7 M | |
| PE | Arrowhead Capital LP | [2022-03-30] | 50.0 M | 51.9 M |
| Offered $50,000,000 · Filed 2023-03-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | MBC Private Equity Fund II LP | [2021-03-29] | 147.7 M | 164.5 M |
| Offered $147,700,000 · Filed 2023-02-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Estabrook Absolute Return Fund Ltd LLLP | 2012-08-10 | 17.1 M | |
| PE | Cheyenne Capital Fund LP | 2012-01-30 | 337.3 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 716.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 716.9 |
| By Discretionary | ||
| Discretionary | 6 | 716.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 716.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 716.9 | |
| Total | 6 | 716.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Fitzgerald | Executive Officer | 16 | 2 | |
| Brian Knitt | Executive Officer | 5 | 2 | |
| Millennium Bridge Capital LLC | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001708715] | |
| 10-Q | [0001708715] | |
| 3 | [0001708715] | |
| 4 | [0001708715] | |
| 8-K | [0001708715] | |
| SC 13D | [0001708715] | |
| SC 13G | [0001708715] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Stilwell Joseph | Seneca Financial Corp | [2021-02-01] |
| Seneca Financial MHC | Seneca Financial Corp | [2017-10-11] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Zames Mark | |
| Seneca Financial Corp | |
| Le Beau William | |
| Fazio Vincent J | |
| Vitale Joseph G | |
| Hickey James M | |
| Major Ken | |
| Marlowe Francis R | |
| Savicki Robert | |
| Gould William J | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Seneca Financial Corp SNNF
Common Stock
|
2020-11-09 | Small acquisition | 665 | $7.73 | 5,140 |
|
Seneca Financial Corp SNNF
Common Stock
|
2020-11-09 | Buy | 1,000 | $7.74 | 7,740 |
|
Seneca Financial Corp SNNF
Common Stock
|
2020-07-15 | Small acquisition | 380 | $7.50 | 2,850 |
|
Seneca Financial Corp SNNF
Common Stock
|
2020-07-15 | Small acquisition | 350 | $7.30 | 2,555 |
|
Seneca Financial Corp SNNF
Common Stock
|
2020-05-20 | Buy | 500 | $7.00 | 3,500 |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2020-05-19 | Grant | 1,750 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2020-05-19 | Grant | 1,750 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 4,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 5,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 4,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 5,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 4,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 4,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Stock Options · derivative
|
2019-08-16 | Grant | 4,000 | $0.00 | |
|
Seneca Financial Corp SNNF
Common Stock
|
2019-05-23 | Buy | 783 | $8.60 | 6,734 |
|
Seneca Financial Corp SNNF
Common Stock
|
2019-05-22 | Buy | 100 | $8.60 | 860 |
|
Seneca Financial Corp SNNF
Common Stock
|
2018-12-03 | Buy | 1,000 | $8.83 | 8,830 |
|
Seneca Financial Corp SNNF
Common Stock
|
2018-08-30 | Small acquisition | 100 | $9.12 | 912 |
|
Seneca Financial Corp SNNF
Common Stock
|
2018-08-29 | Small acquisition | 100 | $8.95 | 895 |
|
Seneca Financial Corp SNNF
Common Stock
|
2017-12-04 | Buy | 100 | $9.05 | 905 |
| showing 20 of 21 most recent transactions | |||||
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