Sequoia Wealth Management LLC

Item 5: Fees and Compensation

representative to utilize such funds as opposed to those funds that may be equally appropriate
for a client but do not carry the additional cost of 12b-1 fees. As a policy matter, the firm does
not allow funds that impose 12b-1 or revenue sharing fees on the client’s investment within its
wrap fee programs. Clients should understand and discuss with their investment adviser
representative the types of mutual fund share classes available in the wrap fee program and the
basis for using one share class over another in accordance with their individual circumstances
and priorities.

                  Part 2A of Form ADV: Sequoia Wealth Management, LLC Brochure

Item 7: Types of Clients
We have the following types of clients:
   ▪   Individuals and High Net Worth Individuals
   ▪   Trusts, Estates or Charitable Organizations
   ▪   Corporations, Limited Liability Companies and/or Other Business Types
   ▪   ERISA Plans
Our requirements for opening and maintaining accounts or otherwise engaging us are as
follows:
   ▪   We require a minimum household balance of $100,000 for our Asset Management
       service. This minimum household balance requirement is negotiable depending on the
       client’s extenuating circumstance.
   ▪   A minimum account value of $15,000 is required for OMP.
   ▪   A minimum account value of $250,000 is required for PWP.
   ▪   A minimum account value of $50,000 is required for MWP.
   ▪   A minimum account value of $100,000 is required for MAS; however, in certain instances,
       the minimum account size may be lower or higher.
   ▪   A minimum account value of $5,000 is required for GWP.

                  Part 2A of Form ADV: Sequoia Wealth Management, LLC Brochure