Servatus Capital LLC

Item 5 - Fees and Compensation
Payment requirements, term of service, etc. will be stated in the client engagement agreement. Our
stated fees are negotiable, and we typically reduce or waive for associates of the firm, family members,
or pre-existing relationships. Servatus Capital strives to offer fees that are fair and reasonable
considering the experience of the firm and the services to be provided. Fees are to be paid to the firm by
check or draft from US-based financial institutions. With the client’s prior authorization, payment may
also be made by credit or debit card through a qualified, unaffiliated PCI compliant1 third-party
processor, or withdrawal from their investment account held at their custodian of record. We do not
accept cash, money orders or similar forms of payment for our engagements.

Financial Planning
Our planning engagements are assessed a fixed project-based fee that ranges from $3,000 to $15,000.
Our fee will take into consideration factors such as the complexity of your personal financial profile, the
depth of services to be provided through the engagement, assets that comprise your overall holdings,
number of accounts comprising your portfolio, whether you or our firm will implement the transactions
for your account(s), time involved in the engagement, among others. We do not require a deposit to
initiate our planning services; the entire fee is due upon plan delivery.

Portfolio Management
While we encourage clients to open an investment account with at least $750,000, we do not require a
minimum account size, nor do we assess account opening and/or other administration fees. Portfolios
are assessed an annualized asset-based fee that is paid quarterly, in arrears, as stated in the tables
below. For the benefit of discounting your asset-based fee, we will aggregate accounts for the same
household. Our advisory fee is determined by multiplying the quarter-ending account value by the
applicable annualized basis points set forth in the fee table (one basis point equals 1/100 of one
percent). The result is then divided by four to determine the quarterly fee.

              Formula: ((quarter-ending market value) x (applicable annualized number of basis points)) ÷ 4
                        Table 1: Total Wealth Management Portfolio

1 Wedo not retain debit/credit card information. For an explanation of the term “PCI,” who the PCI Security Standards Council is,
as well as its comprehensive standards to enhance payment card data security, please go to
https://www.pcisecuritystandards.org/security_standards/index.php

Servatus Capital, LLC
Form ADV Part 2A

                           Assets Under Management                         Annualized Asset-Based Fee
                                 First $1,000,000                            0.95% (95 basis points)
                                Next $1,000,000                              0.75% (75 basis points)
                                Next $2,000,000                              0.60 % (60 basis points)
                                Next $6,000,000                              0.50% (50 basis points)
                                Next $5,000,000                              0.45 % (45 basis points)
                                Next $10,000,000                             0.40% (40 basis points)
                               Above $25,000,000                             0.35% (35 basis points)

                         Table 2: Tactical Opportunity Management Portfolio
                           Assets Under Management                         Annualized Asset-Based Fee
                                 First $1,000,000                            0.95% (95 basis points)
                                Next $9,000,000                              0.90% (90 basis points)
                                Next $10,000,000                             0.80% (80 basis points)
                                Next $10,000,000                             0.70 % (70 basis points)
                                Next $10,000,000                             0.60% (60 basis points)
                               Above $40,000,000                             0.50 % (50 basis points)

 The asset-based fee is based on a blended tier; for example, a Total Wealth Management Portfolio
 containing $1,500,000 in assets managed by our firm at our custodian would be assessed an annualized
 fee of 95 basis points for the first $1,000,000 and 75 basis points on the remaining $500,000.

 Portfolios contain widely traded securities; however, in the rare absence of a reportable market value,
 our firm may seek a third-party opinion from a recognized industry source (e.g., unaffiliated public
 accounting firm), and the client may choose to separately seek such an opinion at their own expense as
 to the valuation of “hard-to-price” securities if they believe it to be necessary.

 The first billing cycle will begin once the client agreement is executed and account assets have settled
 into your separately identifiable account held by the custodian of record. Fees for partial quarters will be
 prorated based on the remaining days in the reporting period in which the firm services the account. Fee
 payments will generally be assessed within the first 10 calendar days of each billing cycle. Our firm will
 send you and your custodian of record written notice (invoice) each billing period that describes the
 advisory fees to be deducted from the account at our firm’s request. The invoice will include the total
 fee assessed, covered time period, calculation formula utilized, and reference to the assets under
 management in which the fee had been based.

 Your written authorization is required in order for the custodian of record to deduct advisory fees from
 your account. By signing our firm’s engagement agreement, as well as the custodian account opening
...

Item 7 - Types of Clients
Our firm provides the earlier described services to individuals and high net worth individuals,
foundations, and charitable organizations, as well as a range of businesses. While we encourage clients
to open an investment account with at least $ 750,000, which may be waived by Servatus Capital in its
discretion. Our firm reserves the right to decline services to any prospective client for any
nondiscriminatory reason.