Seven Hills Capital Corp

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Seven Hills Capital Corp
CRD #338305
SEC #801-134481
CIK #
AUM 83.8 M (2026-05-08)
Employees 4 (75% Investors, 0% Brokers)
Fees
Minimum
Phone416-357-0640
Address2 St Clair Ave, W
Toronto Ontario, Canada
Source [IAPD] [Website] [LinkedIn]
Total AUM ($M)
907254361802010201520212027
Fees and Compensation — Form ADV Part 2A (5/8/2026) [Brochure]
Item 5: Fees and Compensation

A. Fee Schedule

 Total Assets Under Management                       Annual Fees
 $0 - $500,000                                       1.50%
 $500,001 - $3,000,000                               1.25%
 $3,000,001 - $10,000,000                            1.00%
 $10,000,001 - AND UP                                0.90%

SHCC uses an average of the daily balance in the client's account throughout the billing period,
after taking into account deposits and withdrawals, for purposes of determining the market value of
the assets upon which the advisory fee is based.

These fees are generally negotiable and the final fee schedule will be memorialized in the client’s
advisory agreement. Clients may terminate the agreement without penalty for a full refund of
SHCC's fees within five business days of signing the Investment Advisory Contract. Thereafter,
clients may terminate the Investment Advisory Contract generally with 30 days' written notice.

B. Payment of Fees

Payment of Portfolio Management Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts with
client's written authorization on a monthly basis. Fees are paid in arrears.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees, brokerage fees,
mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
expenses charged by SHCC. Please see Item 12 of this brochure regarding broker-dealer/custodian.

D. Prepayment of Fees

SHCC collects its fees in arrears. It does not collect fees in advance.

E. Outside Compensation For the Sale of Securities to Clients

Neither SHCC nor its supervised persons accept any compensation for the sale of securities or
other investment products, including asset-based sales charges or service fees from the sale of
mutual funds.
Account Minimums and Types of Clients — Form ADV Part 2A (5/8/2026) [Brochure]
Item 7: Types of Clients

SHCC generally provides advisory services to the following types of clients:

       High-Net-Worth Individuals
       Corporations or Business Entities

There is no account minimum for any of SHCC’s services.
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 238 83.8
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,134 83.8
By Discretionary
Discretionary 1,134 83.8
Non-Discretionary 0 0.0
Total 1,134 83.8
By Non-United States Persons
Non-United States Persons 83.8
United States Persons 0.0
Total 1,134 83.8
Firm Profile (Form ADV)
ServesInstitutional, Retail
LEI254900LH5MEGOM3LTJ1
Comparable Firms State AUM
MACE Capital Management LLC
NY 86.2 M
API Financial Advisors LLC
FL 84.7 M
Derastone LLC
84.3 M
Complete Advisors Plus LLC
NY 84.2 M
Western New York Financial Group LLC
NY 84.1 M
VITA Planning Group LLC
WA 83.7 M
Double Duty Money Management LLC
NY 83.7 M
Ralph Parks Investment Group LLC
NY 82.9 M
Nollenberger McCullough Investment Advisors LLC
CA 81.8 M
L&L Partners Wealth Management LLC
NY 81.8 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com