Sevenbridge Financial Group LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client shall enter into one or more agreements that detail the responsibilities of SevenBridge and the
Client.

A. Fees for Advisory Services
Wealth Management Services
For Clients who engage the Advisor for comprehensive wealth management services, the Client will be charged a
single combined fee for investment management and financial planning services. Wealth management fees are
paid quarterly, in advance of each calendar quarter, pursuant to the terms of the wealth management agreement.

Fees are based on the market value of assets under management at the end of the prior calendar quarter, and
range from 0.80% to 1.50% based on the following schedule:

                       Assets Under Management                    Annual Rate
                      Up to $1,000,000                              1.50%
                      $1,000,001 to $3,000,000                      1.25%
                      $3,000,001 to $5,000,000                      1.00%
                      $5,000,001 to $10,000,000                     0.90%
                      Above $10,000,001                             0.80%

The fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first
quarter. Fees may be negotiable at the sole discretion of the Advisor. The Advisor may, in its sole discretion, charge
a lesser fee based upon certain criteria, such as anticipated future earning capacity, anticipated future assets to be
managed, related accounts, account composition, and other factors. The Client’s fees will take into consideration
                                            SevenBridge Financial Group, LLC
                                   3401 North Front Street, Suite 301, Harrisburg, PA 17110
                                        Phone: (717) 775-8661 | Fax: (717) 775-8658
                                               http://sevenbridgefinancial.com

the aggregate assets under management with the Advisor. All securities held in accounts managed by
SevenBridge will be independently valued by the Custodian. SevenBridge will conduct periodic reviews of the
Custodian’s valuation to ensure accurate billing.

The Client may make additions to and withdrawals from their account[s] at any time, subject to SevenBridge’s right
to terminate an account. Additions may be in cash or securities provided that SevenBridge reserves the right to
liquidate any transferred securities or decline to accept particular securities into a Client’s account[s]. Clients may
withdraw account assets on notice to SevenBridge, subject to the usual and customary securities settlement
procedures. However, SevenBridge designs its portfolios as long-term investments and the withdrawal of assets
may impair the achievement of a Client’s investment objectives. SevenBridge may consult with its Clients about the
options and ramifications of transferring securities. However, Clients are advised that when transferred securities
are liquidated, they are subject to transaction fees, fees assessed at the mutual fund level (i.e. contingent deferred
sales charge) and/or tax ramifications. If assets in excess of $10,000 are deposited into or withdrawn from the
Client’s account[s], the Advisor’s fee will be adjusted in the next billing period to reflect the fee difference. The
Advisor may negotiate a fee that differs from the schedule above for certain account[s] or holdings. Additionally,
fees with respect to certain Client holdings (e.g., held-away assets, accommodation accounts, alternative
investments, etc.), may be offered a fee rate that differs from the range set forth above.

Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 0.50%. Fees are paid
quarterly, in advance of each calendar quarter, pursuant to the terms of the retirement plan advisory agreement.
Fees are based on the market value of assets under management in the Plan at the end of the prior calendar
quarter pursuant to the following schedule:

                      Assets Under Management                     Annual Rate
                           Up to $5,000,000                         0.50%
                       $5,000,001 to $10,000,000                    0.30%
                           Over $10,000,000                         0.20%

Fees may be negotiable depending on the size of the Plan and the services to be provided. Certain existing Clients
may have fee schedules that differ from the schedule below.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
SevenBridge offers stand-alone financial planning services for a fixed fee ranging from $5,000 to $25,000, which
may be negotiable depending on the nature and complexity of each Client’s circumstances. An estimate for total
costs will be provided to the Client prior to engaging for planning and consulting services.

Business Consulting Services
SevenBridge offers business consulting services for a fixed fee ranging up to $150,000, which may be negotiable
depending on the nature and complexity of each Client’s circumstances. An estimate for total costs will be provided
to the Client prior to engaging for business consulting services.

B. Fee Billing
Wealth Management Services
Fees will be calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the Custodian.
The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from the
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Item 7 – Types of Clients
SevenBridge provides investment advisory services to individuals, high net worth individuals, trusts, estates,
charitable organizations, retirement plans, and businesses. SevenBridge generally does not impose a minimum
relationship size.