Sherman Wealth Management LLC

Item 5 – Fees and Compensation​
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client shall sign one or more agreements that detail the responsibilities of Sherman Wealth and the
Client.

 A.​    Fees for Advisory Services
Wealth Management Services
Wealth management fees are generally paid quarterly, in advance or arrears of each calendar quarter, pursuant to
the terms of the wealth management agreement. Wealth management fees are based on the market value of
assets under management, advisement, and/or supervision at the end of the prior calendar quarter (if fees are
charged in advance) or the end of the current calendar quarter (if fees are billed in arrears).

Wealth management fees are generally based on the following blended schedule:

          Assets Under Management, Advisement, and/or Supervision                        Annual Rate
     For the first $500,000                                                                1.00%
     For the next $500,001 to $1,000,000                                                   0.90%
     For the next $1,000,001 to $3,000,000                                                 0.75%
     For the next $3,000,001 to $6,000,000                                                 0.60%
     For the next $6,000,001 to $10,000,000                                                0.40%
     All amounts above $10,000,001                                                         0.25%

The fee schedule above is a “tiered” or “blended” fee schedule, which means that different annual fee percentages
will apply to different ranges of client assets under Advisor’s management, advisement, and/or supervision. The
wealth management fee in the first quarter of service is prorated from the inception date of the account(s) to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The wealth management fee
schedule is negotiable in Advisor’s sole discretion, and certain clients may be charged pursuant to a different fee
schedule than the one set forth above. In addition, certain legacy clients of Advisor are charged pursuant different
fee schedules that reflect different ranges of assets under Advisor’s management, advisement, and/or supervision,
different corresponding annual fee rates, and/or a single, flat asset-based rate on all assets under management,
advisement, and/or supervision. Clients should refer to their specific wealth management for their applicable fee
schedule. The Client’s fees will take into consideration the aggregate assets under management, advisement,
and/or supervision with the Advisor. All securities held in accounts managed, advised, and/or supervised by
Sherman Wealth will be independently valued by the Custodian.

As part of its wealth management services, the Advisor may charge an additional financial planning fee pursuant
to the terms of the wealth management agreement.

Selection of Other Investment Advisers
To the extent a Third-Party Adviser is recommended or retained on behalf of a client, the client will generally be
charged an additional asset-based fee as disclosed to the client by the Third-Party Adviser or Sherman Wealth.
In no instance will the combined asset-based fee of Sherman Wealth and a Third-Party Adviser exceed 2.00%
per annum.

Financial Planning Services
Sherman Wealth offers financial planning services as either a project-based engagement or as an ongoing advisory
service. Project-based engagements are billed at an hourly rate of up to $550 per hour or based on a fixed fee.
Fixed fees are based on the expected number of hours to complete the engagement at the Advisor’s hourly rate.
An estimate for total hours and/or total costs will be provided to the Client prior to engaging for these services.

Ongoing engagements are billed an annual fee ranging up to $10,000 based on the scope and complexity of
the services to be provided by the Advisor. Fees may be negotiable depending on the nature and complexity
of each Client’s circumstances and the overall relationship with the Advisor.

Cash Management Services

                                           Date of Brochure: March 03, 2026

Sherman Wealth offers cash management services pursuant to its standard asset-based fee schedule as
described above, pursuant to an hourly rate of up to $550 per hour, based on a fixed fee ranging up to
$10,000 based on the expected number of hours to complete the engagement at the Advisor’s hourly rate, or
an asset-based fee up to 0.25% per annum. An estimate for total hours and/or total costs will be provided to
the Client prior to engaging for these services. Fees may be negotiable and/or waived at Advisor’s sole
discretion.

Retirement Plan Advisory and Consulting Services
Retirement plan advisory fees are typically paid quarterly, either in advance or at the end of each calendar quarter,
pursuant to the terms of the retirement plan advisory agreement. Retirement plan advisory fees are charged an
annual asset-based fee of up to 1.00%, based on the scope of the services to be rendered and the size and
complexity of the engagement. The Advisor may also offer its services as a fixed annual fee, paid quarterly. Fees
may be negotiable at the sole discretion of the Advisor.

For consulting services, the Advisor charges an initial consulting fee for the set-up of the plan, and then an ongoing
consulting fee. Ongoing engagements are billed a quarterly fee based on the scope and complexity of the services
to be provided by the Advisor.

Educational Seminars, Workshops, and Speaking Engagements
Educational seminars, workshops, and speaking engagements are offered on a fixed fee basis. The fixed fee will
be agreed upon before the engagement. The fixed fee can range between $0 - $20,000 per event, or $0 - $500 per
participant, and may be negotiable. The fee is based on the content, amount of research conducted, number of
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Item 7 – Types of Clients​
Sherman Wealth provides investment advisory services to individuals, high net worth individuals, trusts, estates,
businesses and retirement plans. The amount of each type of Client is available on the Advisor's Form ADV Part
1A. These amounts may change over time and are updated at least annually by the Advisor. Sherman Wealth
generally does not impose a minimum size for establishing a relationship.

                                          Date of Brochure: March 03, 2026