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| Keyboard |
| Pendleton Financial LLC
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|---|---|
| CRD # | 325303 |
| SEC # | 801-127988 |
| CIK # | |
| AUM | 160.0 M (2026-03-31) |
| Employees | 4 (25% Investors, 0% Brokers) |
| Phone | 919-781-4167 |
| Address | 2607 Oberlin Road Raleigh, NC 27608 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 76 | 19.1 |
| (b) Individuals (high net worth individuals) | 52 | 67.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 13 | 69.9 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 3.6 |
| (n) Other | 0 | 0.0 |
| Total | 365 | 160.0 |
| By Discretionary | ||
| Discretionary | 365 | 160.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 365 | 160.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 160.0 | |
| Total | 365 | 160.0 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
Kelly Wealth Management Inc
✚
|
MI | 160.6 M |
|
RBF Capital Management Inc
✚
|
FL | 160.6 M |
|
Bountiful Investment Management LLC
✚
|
RI | 160.5 M |
|
WITT Financial Group LLC
✚
|
TN | 160.5 M |
|
Sherman Wealth Management LLC
✚
|
MD | 160.3 M |
|
City Center Advisors LLC
✚
|
MI | 160.2 M |
|
Spectrum Advisors Inc
✚
|
TX | 160.0 M |
|
Blue Water Capital Management LLC
✚
|
NC | 159.8 M |
|
Retirement Solutions Group Inc
✚
|
TN | 159.6 M |
|
Fairway Financial LLC
✚
|
FL | 159.6 M |