SightLine Wealth Advisors LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client shall enter into one or more advisory agreements that detail the responsibilities of Sightline
and the Client.

A. Fees for Advisory Services
Financial Planning Services
Sightline offers financial planning services on an hourly or fixed fee basis. Hourly fees are at a rate of up to $350
per hour. Fixed fees range from $1,000 to $7,500 per engagement. Financial planning fees may be negotiable
depending on the nature and complexity of each Client’s circumstances. An estimate for total hours and/or costs will
be determined prior to establishing the advisory relationship.

Investment Management Services
Investment advisory fees are paid quarterly, at the end of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of each calendar quarter. Investment advisory fees range from 0.4% to 0.95% annually
based on several factors, including: the complexity of the services to be provided, the level of assets to be
managed, and the overall relationship with the Advisor. Relationships with multiple objectives, specific reporting
requirements, portfolio restriction and other complexities may be charged a higher fee.

The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. Certain Clients may be offered
a fee schedule that differs from the schedule above. The Client’s fees will take into consideration the aggregate
assets under management with the Advisor. All securities held in accounts managed by Sightline will be
independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to
ensure accurate billing.

                                                 Sightline Wealth Advisors LLC
                             Groton Office: 495 Gold Star Highway, Suite 100, Groton, CT 06340-6229
                                    Madison Office: 129 Samson Rock Dr, Madison, CT 06443
                                           Phone: (860) 448-0611 * Fax: (860) 445-0269
                                                      www.sightlinewa.com

The Advisor’s fee is exclusive of, and in addition to, any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.

B. Fee Billing
Financial Planning Services
Financial planning fees are generally invoiced up to fifty percent (50%) upon execution of the financial planning
agreement with the balance due upon completion of the agreed upon deliverable[s].

Investment Management Services
Investment advisory fees will be calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor or its delegate shall send an invoice to the Custodian indicating the amount of the
fees to be deducted from the Client’s account[s] at the respective quarter-end date. The amount due is calculated
by applying the quarterly rate (annual rate divided by the number of days in the year, multiplied by the number of
days in the quarter) to the total assets under management with Sightline at the end of each calendar quarter.
Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the
investment advisory fee. It is the responsibility of the Client to verify the accuracy of these fees as listed on the
Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients provide written
authorization permitting advisory fees to be deducted by Sightline directly from their accounts held by the Custodian
as part of the investment advisory agreement and separate account forms provided by the Custodian.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Sightline, in connection with
investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities
execution fees charged by the Custodian. The Advisor's recommended Custodian does not charge securities
transaction fees for ETF and equity trades in Client accounts, but typically charges for mutual funds and other types
of investments. The investment advisory fee charged by Sightline is separate and distinct from these custody and
execution fees.

In addition, all fees paid to Sightline for investment advisory services are separate and distinct from the expenses
charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in
each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds,
other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a possible
distribution fee. A Client may be able to invest in these products directly, without the services of Sightline, but would
not receive the services provided by Sightline which are designed, among other things, to assist the Client in
determining which products or services are most appropriate for each Client’s financial situation and objectives.
Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by Sightline to fully
understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information.

D. Advance Payment of Fees and Termination
Financial Planning Services
Sightline may be partially compensated for its financial planning services prior to starting the engagement. Either
...

Item 7 – Types of Clients
Sightline offers investment advisory services to individuals, high net worth individuals, trusts, estates and
businesses. The amount of each type of Client is available on the Advisor's Form ADV Part 1A. These amounts
may change over time and are updated at least annually by the Advisor. Sightline generally does not impose a
minimum account size for establishing a relationship, but does have a minimum annual fee of $2,500, which may
be reduced at the sole discretion of the Advisor.