South Lakeview LLC

Item 5: Fees and Compensation

A. Fee Schedule

Investment Supervisory Services Fees

           Total Assets Under Management                 Annual Fee

                  First $20,000,000                         0.60%

                 Above $20,000,000                       Negotiable

Fees are negotiable. Fees are paid quarterly in arrears, and clients may terminate their
contracts with written notice. Because fees are charged in arrears, no refund policy is
necessary. Clients may terminate their accounts without penalty within 5 business days
of signing the advisory contract.

Advisory fees are paid pursuant to invoices remitted by Tompkins & Co. or may be
withdrawn directly from the client’s accounts with client written authorization. In the
event fees are withdrawn from the client’s account, Tompkins & Co. will provide a
statement to the client showing the asset base on which the fee was charged, the date, and
the amount of the fee. The statement will be provided on or before the date of the fee
withdrawal and will include contact information in case the client has questions regarding
the fee.

B. Payment of Fees

Payment of Investment Supervisory Fees

With client written authorization, advisory fees are withdrawn directly from the client’s
accounts. Fees are paid quarterly in arrears.

Advisory fees may also be invoiced and billed directly to the client quarterly in arrears.
Payments are due on the 15th of the month following quarter end. Clients may select the
method in which they are billed.

C. Clients Are Responsible For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees, mutual
fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
expenses charged by Tompkins & Co.. Please see Item 12 of this brochure regarding
broker/custodian.

       D. Prepayment of Fees

       Tompkins & Co. collects its fees in arrears. It does not collect fees in advance.

       E. Outside Compensation For the Sale of Securities to Clients

       Neither Tompkins & Co. nor its supervised persons accept any separate compensation for
       the sale of securities or other investment products, including asset-based sales charges or
       services fees from the sale of mutual funds.

Item 7: Types of Clients

Tompkins & Co. generally provides management supervisory services to the following types of
clients:

          ❖ High-Net-Worth or Other Individuals
          ❖ Charitable Organizations

Minimum Account Size

There is no account minimum.