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| Sigma Planning Corporation
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|---|---|
| CRD # | 110692 |
| SEC # | 801-20404 |
| CIK # | 0001449126 |
| AUM | 6,102.5 M (2026-05-07) |
| Employees | 471 (100% Investors, 99% Brokers) |
| Fees | |
| Minimum | |
| Phone | 734-663-1611 |
| Address | 300 Parkland Plaza Ann Arbor, MI 48103 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001449126 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Nvidia Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Microsoft Corp | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| SPDR Gold Trust | 0.0 | ||
| iShares Comex Gold Trust | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| J P Morgan Chase & Co | 0.0 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 29,763 | 4.1 |
| (b) Individuals (high net worth individuals) | 832 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 190 | 0.0 |
| (h) Charitable organizations | 21 | 0.0 |
| (i) State or municipal government entities | 10 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 100 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 26,433 | 6.1 |
| By Discretionary | ||
| Discretionary | 26,432 | 6.1 |
| Non-Discretionary | 1 | 0.0 |
| Total | 26,433 | 6.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 6.1 | |
| Total | 26,433 | 6.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001449126] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $2.0B |
| Clients | 4,483 |
| Serves | Institutional, Retail, Research |
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