Sisung Investment Management Services LLC

Item 5: Fees and Compensation

5A. Compensation and Fee Schedules

SIMS is compensated for advisory services in the form of an investment advisory fee that is
based on a percentage of assets in your account. While we have determined our fees to be fair
and reasonable, management fees are negotiable where your account may have extenuating
circumstances affecting the level of our advisory services.

Strategic Cash Management Fee Schedule:
       .25% on the first $50 million
       .20% on the next $25 million
       .15% on the balance over $75 million

Fixed Income Management Fee Schedule:
       .50% on the first $25 million
       .35% on the balance over $25 million

Equity Management Fee Schedule:
       1.00% on the first $25 million
        .80% on the next $25 million
        .70% on the next $50 million
        .60% on the balance over $100 million

5B. Billing and Fee Payment

The specific manner in which fees are charged by SIMS is established in your investment
advisory agreement. SIMS will generally bill its fees on a monthly or quarterly basis, in advance
or in arrears at your discretion. You may elect to be billed directly for fees or to authorize SIMS
to debit fees directly from your account. Management fees will be prorated for each capital
contribution and withdrawal made during the applicable calendar quarter (with the exception of
small contributions and withdrawals).

5C. Other Fees and Expenses

SIMS’ fees are exclusive of any brokerage commissions, transaction fees, custodial fees, and any
other related costs and expenses incurred by you. You may incur certain charges imposed by
custodians, brokers, third party investment and other third parties such as fees charged by
managers, custodial fees, transfer taxes, wire transfer and electronic fund fees and other fees and
taxes on brokerage accounts and securities transactions. Mutual funds and exchange traded funds
also charge internal management fees, which are disclosed in a fund’s prospectus.

        (Please refer to Item 12 for additional information regarding Brokerage Practices)
Part 2A of Form ADV: Firm Brochure                          Sisung Investment Management Services

5D. Pre-paid Fees and Refunds

Upon termination of your account, any prepaid and unearned fees will be promptly refunded on a
prorated basis according to the number of days remaining in the billing period. These procedures
are stated in your investment advisory agreement.

5E. Compensation from the Sale of Securities or Other Investment Products

Not Applicable.

SIMS does not receive payment of sales commissions, mark-ups, or 12b-1 fees on securities that
are used in the management of our clients’ portfolios.

Part 2A of Form ADV: Firm Brochure                       Sisung Investment Management Services

Item 6: Performance Fees and Side-by-Side Management

Not applicable

Part 2A of Form ADV: Firm Brochure       Sisung Investment Management Services

Item 7: Types of Clients

SIMS offers investment advisory services to the following types of clients:

   ➢   Individuals
   ➢   Trusts, Estates, or Charitable Organizations
   ➢   Corporations
   ➢   Business Entities
   ➢   Hospital Service Districts
   ➢   Government Entities
   ➢   Non-Profit Entities
   ➢   Municipalities

Minimum Account Size:         None

Part 2A of Form ADV: Firm Brochure                        Sisung Investment Management Services