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⚲
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| Smallwood Wealth Investment Management LLC
✚
| |
|---|---|
| CRD # | 288663 |
| SEC # | 801-110658 |
| CIK # | 0001921304 |
| AUM | $262.6 MM (2024-08-22) |
| Employees | 8 (100% Investors, 25% Brokers) |
| Phone | 732-542-1565 |
| Address | 199 Broad Street Red Bank, NJ 07701 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 9.5 | |
| ICE | 54,012.3 | 5.3 | |
| MSFT | 1,918,222.4 | 2.3 | |
| AMJB | 1.8 | ||
| NVDA | 399,550.0 | 1.8 | |
| PM | 158,793.3 | 1.6 | |
| XOM | 385,508.3 | 1.5 | |
| PG | 338,108.9 | 1.4 | |
| GOOG | 1,482,566.4 | 1.4 | |
| MTB | 29,266.6 | 1.3 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 276 | 57.0 |
| (b) Individuals (high net worth individuals) | 96 | 178.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 2 | 2.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 25.2 |
| (n) Other | 0 | 0.0 |
| Total | 874 | 262.6 |
| By Discretionary | ||
| Discretionary | 873 | 262.5 |
| Non-Discretionary | 1 | 0.1 |
| Total | 874 | 262.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 262.6 | |
| Total | 874 | 262.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001921304] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Royal Harbor Partners LLC
✚
|
TX | 0.3 |
|
Blakeslee & Blakeslee Financial Advisers Inc
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CA | 0.3 |
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Evexia Wealth LLC
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WI | 0.3 |
|
Bryspen Incorporated
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DC | 0.3 |
|
Leconte Wealth Management LLC
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TN | 0.3 |
|
Taylor Securities Inc
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|
TN | 0.3 |
|
Letson Investment Management Inc
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|
GA | 0.3 |
|
Dover Advisors LLC
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|
VA | 0.3 |
|
Trisperity Advisors LLC
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|
TX | 0.3 |
|
Canopy 360 Wealth LLC
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FL | 0.3 |