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| Smallwood Wealth Investment Management LLC
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|---|---|
| CRD # | 288663 |
| SEC # | 801-110658 |
| CIK # | 0001921304 |
| AUM | 339.0 M (2026-03-13) |
| Employees | 12 (42% Investors, 8% Brokers) |
| Phone | 732-542-1565 |
| Address | 199 Broad Street Red Bank, NJ 07701 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 11.7 | ||
| Intercontinentalexchange Group Inc | 5.4 | ||
| J P Morgan Chase & Co | 3.2 | ||
| Philip Morris International Inc | 2.6 | ||
| Nvidia Corp | 2.4 | ||
| Alphabet Inc | 2.1 | ||
| Microsoft Corp | 1.8 | ||
| International Business Machines Corp | 1.4 | ||
| Procter & Gamble Co | 1.2 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 331 | 104.2 |
| (b) Individuals (high net worth individuals) | 110 | 196.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 2.1 |
| (h) Charitable organizations | 3 | 2.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 11 | 34.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,119 | 339.0 |
| By Discretionary | ||
| Discretionary | 1,119 | 339.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,119 | 339.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 339.0 | |
| Total | 1,119 | 339.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001921304] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
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The Mathes Company Inc
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Keyvantage Wealth LLC
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NC | 338.7 M |
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Mine & ARAO Wealth Creation and Management LLC
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CA | 338.1 M |
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LENK Ladner Investment Solutions LLC
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MA | 337.3 M |
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Evolution Advisers Inc
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