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| Happy Holidays!! thanks for using AUM13F!! |
| Smallwood Wealth Investment Management LLC
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| CRD # | 288663 |
| SEC # | 801-110658 |
| CIK # | 0001921304 |
| AUM | $294.5 M (2025-04-09) |
| Employees | 12 (100% Investors, 17% Brokers) |
| Phone | 732-542-1565 |
| Address | 199 Broad Street Red Bank, NJ 07701 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 10.1 | ||
| Intercontinentalexchange Group Inc | 6.0 | ||
| J P Morgan Chase & Co | 2.8 | ||
| Philip Morris International Inc | 2.5 | ||
| Microsoft Corp | 1.8 | ||
| Exxon Mobil Corp | 1.5 | ||
| Nvidia Corp | 1.5 | ||
| Procter & Gamble Co | 1.5 | ||
| International Business Machines Corp | 1.4 | ||
| Alphabet Inc | 1.2 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 296 | 80.2 |
| (b) Individuals (high net worth individuals) | 107 | 212.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 2 | 2.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 406 | 294.5 |
| By Discretionary | ||
| Discretionary | 405 | 294.5 |
| Non-Discretionary | 1 | 0.1 |
| Total | 406 | 294.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 294.5 | |
| Total | 406 | 294.5 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001921304] |
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TX | 0.3 |
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