|
⚲
|
| Tucker Jr Douglas Ray
✚
| |
|---|---|
| CRD # | 298292 |
| SEC # | 801-118704 |
| CIK # | |
| AUM | $217.8 MM (2024-03-11) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 334-277-0500 |
| Address | 254 Winton Blount Loop Montgomery, AL 36117 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,039 | 157.3 |
| (b) Individuals (high net worth individuals) | 39 | 57.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 2.7 |
| (h) Charitable organizations | 0 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4,268 | 217.8 |
| By Discretionary | ||
| Discretionary | 4,258 | 215.1 |
| Non-Discretionary | 10 | 2.7 |
| Total | 4,268 | 217.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 217.8 | |
| Total | 4,268 | 217.8 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
WYZE Wealth Advisors LLC
✚
|
PA | 0.2 |
|
The Yanker Group Inc
✚
|
MO | 0.2 |
|
Fourth Dimension Wealth LLC
✚
|
OH | 0.2 |
|
Orion Capital Management LLC
✚
|
CA | 0.2 |
|
Stern Capital Management Inc
✚
|
NJ | 0.2 |
|
Silver Oak Wealth Advisors Services LLC
✚
|
CA | 0.2 |
|
The Fauser Group LLC
✚
|
WA | 0.2 |
|
Full Financial Inc
✚
|
CO | 0.2 |
|
Long Island Wealth Management Inc
✚
|
NY | 0.2 |
|
Prairiewood Capital LLC
✚
|
ND | 0.2 |