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| Keyboard |
| Smith Moore & Co
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|---|---|
| CRD # | 3441 |
| SEC # | 801-68175 |
| CIK # | 0000200724, 0001466384 |
| AUM | 2,371.7 M (2026-03-31) |
| Employees | 65 (77% Investors, 85% Brokers) |
| Fees | |
| Minimum | |
| Phone | 314-727-5225 |
| Address | 7777 Bonhomme Avenue Clayton, MO 63105 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 36.2 | ||
| Nvidia Corp | 13.9 | ||
| iShares Silver Trust | 11.9 | ||
| Microsoft Corp | 9.8 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,841 | 0.7 |
| (b) Individuals (high net worth individuals) | 1,254 | 1.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 18 | 0.0 |
| (h) Charitable organizations | 10 | 0.0 |
| (i) State or municipal government entities | 3 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 5,865 | 2.4 |
| By Discretionary | ||
| Discretionary | 5,265 | 2.1 |
| Non-Discretionary | 600 | 0.3 |
| Total | 5,865 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.4 | |
| Total | 5,865 | 2.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000200724] | |
| D | [0001466384] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Clients | 1 |
| Serves | Institutional, Retail |
| LEI | 254900L4XEB9V4QDJR02 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Swan Global Investments LLC
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|
CO | 2,388.2 M |
|
Parsons Capital Management Inc
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|
RI | 2,384.2 M |
|
Castle Rock Advisors LLC
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MA | 2,383.8 M |
|
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TN | 2,376.4 M |
|
Strive Asset Management LLC
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|
TX | 2,375.1 M |
|
Anchor Capital Advisors LLC
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|
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|
Granahan Investment Management LLC
✚
|
MA | 2,363.0 M |
|
Dundas Partners LLP
✚
|
2,359.3 M | |
|
Stairway Partners LLC
✚
|
MN | 2,358.1 M |
|
Claret Asset Management Corp
✚
|
2,356.5 M |