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| Keyboard |
| Swan Global Investments LLC
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|---|---|
| CRD # | 114669 |
| SEC # | 801-70881 |
| CIK # | 0001591505 |
| AUM | 2,388.2 M (2026-03-13) |
| Employees | 17 (29% Investors, 6% Brokers) |
| Fees | |
| Minimum | |
| Phone | 970-382-8901 |
| Address | 1099 Main Ave Durango, CO 81301 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,183 | 0.4 |
| (b) Individuals (high net worth individuals) | 31 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 17 | 2.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,231 | 2.4 |
| By Discretionary | ||
| Discretionary | 1,231 | 2.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,231 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.4 | |
| Total | 1,231 | 2.4 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001591505] | |
| SC 13G | [0001591505] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Retirement GUYS Formula LLC | Swan Global Investments LLC | [2023-08-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.8B |
| Serves | Institutional, Retail |
| Related Firms | State | AUM |
|---|---|---|
|
Swan Global Investments LLC
✚
|
CO | 2,388.2 M |
|
Swan Capital Management LLC
✚
|
CO | 1,300.9 M |
|
Swan Wealth Advisors LLC
✚
|
CO | 98.0 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Stonebridge Financial Group LLC
✚
|
MO | 2,398.2 M |
|
Fulton Breakefield Broenniman LLC
✚
|
MD | 2,394.8 M |
|
Capital Investment Advisory Services LLC
✚
|
NC | 2,393.6 M |
|
Washington Trust Advisors Inc
✚
|
MA | 2,392.8 M |
|
Newsquare Capital LLC
✚
|
PA | 2,392.7 M |
|
DDD Partners LLC
✚
|
WA | 2,390.4 M |
|
GF International Investment Management Limited
✚
|
2,389.9 M | |
|
Ratson Advisory LLC
✚
|
NY | 2,388.4 M |
|
Parsons Capital Management Inc
✚
|
RI | 2,384.2 M |
|
Castle Rock Advisors LLC
✚
|
MA | 2,383.8 M |