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| Sound Point Luna LLC
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|---|---|
| CRD # | 128132 |
| SEC # | 801-62330 |
| CIK # | 0001427430 |
| AUM | 10.24 B (2026-03-31) |
| Employees | 39 (90% Investors, 0% Brokers) |
| Phone | 212-895-2280 |
| Address | 375 Park Avenue New York, NY 10152 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| DFB Healthcare Acquisitions Corp | 0.1 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | BlueMountain CLO Xxxiv Ltd | 2023-03-30 | 479.4 M | |
| SA | BlueMountain CLO XXXV Ltd | 2023-03-30 | 528.2 M | |
| HF | Assuredim Municipal Relative Value Master Fund LP | 2022-08-29 | ||
| SA | BlueMountain EUR 2022-1 CLO DAC | 2022-03-31 | ||
| SA | BlueMountain CLO XXVIII Ltd | 2022-02-28 | 479.2 M | |
| SA | BlueMountain CLO XXXIII Ltd | 2022-02-28 | 387.3 M | |
| SA | BlueMountain CLO XXXII Ltd | 2022-02-28 | 479.9 M | |
| SA | BlueMountain CLO XXXI Ltd | 2022-02-28 | 381.5 M | |
| SA | BlueMountain EUR 2021-1 CLO DAC | 2022-02-28 | 469.7 M | |
| SA | BlueMountain EUR 2021-2 CLO DAC | 2022-02-28 | 461.1 M | |
| PE | Sound Point GLS Fund LP | [2021-11-24] | 182.5 M | |
| Filed 2021-07-29 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sound Point GLS Fund PV LP | 2021-11-24 | 703.2 M | |
| SA | BlueMountain CLO XXIX Ltd | 2021-02-25 | 478.7 M | |
| SA | BlueMountain CLO XXX Ltd | 2021-02-25 | 384.3 M | |
| HF | Aim Municipal Bond Fund LP | 2020-08-06 | ||
| PE | AHP Capital Solutions LP | 2020-02-28 | 8.1 M | |
| PE | BlueMountain CLO Warehouse Fund US LP | 2020-02-28 | ||
| SA | BlueMountain CLO XXIV Ltd | 2020-02-28 | 473.8 M | |
| SA | BlueMountain CLO XXVI Ltd | 2020-02-28 | 387.5 M | |
| SA | BlueMountain CLO XXV Ltd | 2020-02-28 | 480.2 M | |
| PE | Sound Point Asset Backed Income Fund US LP | 2020-02-28 | 57.6 M | |
| HF | BlueMountain Fixed Income Relative Value Master Fund LP | [2019-11-27] | 5.0 M | |
| Filed 2019-08-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | BlueMountain CLO 2018-1 Ltd | 2019-02-15 | 207.2 M | |
| SA | BlueMountain CLO 2018-2 Ltd | 2019-02-15 | 212.5 M | |
| SA | BlueMountain CLO 2018-3 Ltd | 2019-02-15 | 315.1 M | |
| SA | BlueMountain CLO XXIII Ltd | 2019-02-15 | 456.0 M | |
| SA | BlueMountain CLO XXII Ltd | 2019-02-15 | 182.0 M | |
| HF | BlueMountain Fursan Fund LP | 2017-08-25 | 8.7 M | |
| SA | BlueMountain CLO 2016-3 Ltd | 2017-03-01 | 217.2 M | |
| SA | BlueMountain CLO 2016-2 Ltd | 2016-11-15 | 472.9 M | |
| HF | BlueMountain Systematic Master Fund LP | [2016-11-15] | 288.3 M | 40.7 M |
| Filed 2018-07-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | BlueMountain CLO 2016-1 Ltd | 2016-08-29 | 2.0 M | |
| SA | BlueMountain CLO 2015-4 Ltd | 2016-03-30 | 168.4 M | |
| SA | BlueMountain CLO 2015-3 Ltd | 2015-11-25 | 204.4 M | |
| SA | BlueMountain CLO 2015-2 Ltd | 2015-08-03 | 2.8 M | |
| HF | BlueMountain Foinaven Master Fund LP | 2015-08-03 | 18.7 M | |
| HF | BlueMountain Logan Opportunities Master Fund LP | 2015-02-27 | 11.6 M | |
| HF | BlueMountain Summit Opportunities Fund II Cayman LP | [2015-02-27] | 24.9 M | 34.0 M |
| Filed 2015-08-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | BlueMountain Summit Opportunities Fund II US LP | [2015-02-27] | 76.6 M | 4.2 M |
| Filed 2015-08-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | BlueMountain CLO 2014-2 Ltd | 2014-10-22 | 291.3 M | |
| HF | BlueMountain Guadalupe Peak Fund LP | [2014-03-31] | 309.0 M | 5.0 M |
| Filed 2014-02-12 (D) · Exemption 506(b), 3(c)(7) · Minimum $300,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | BlueMountain CLO 2013-1 Ltd | 2013-08-23 | 3.1 M | |
| HF | BlueMountain Alpine Sa RL | 2013-05-24 | 780.5 M | |
| PE | BlueMountain Montenvers Master Fund SCA SICAV-SIF | 2013-05-24 | 23.0 M | |
| SA | BlueMountain CLO 2012-2 Ltd | 2013-02-22 | 1.1 M | |
| HF | BlueMountain Credit Opportunities Master Fund I LP | [2013-02-22] | 736.2 M | 72.3 M |
| Offered $736,177,728 · Filed 2012-10-19 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | BlueMountain Kicking Horse Fund LP | 2012-08-22 | 21.0 M | |
| HF | BlueMountain Long/Short Credit and Distressed Reflection Fund PLC | 2012-08-22 | 63.7 M | |
| HF | BlueMountain Long Short Grasmoor Fund Ltd | 2012-08-22 | 113.2 M | |
| HF | BlueHorizon Fund II LLC | 2012-03-30 | 107.9 M | |
| HF | BlueHorizon Fund II Ltd | 2012-03-30 | 29.9 M | |
| HF | BlueHorizon Fund I LLC | 2012-03-30 | ||
| HF | BlueHorizon Fund I Ltd | 2012-03-30 | ||
| HF | BlueHorizon Fund I Offshore Repackaging Ltd | 2012-03-30 | 124.4 M | |
| HF | BlueHorizon Fund I Onshore Repackaging Ltd | 2012-03-30 | 46.6 M | |
| SA | BlueMountain CLO Ltd | 2012-03-30 | 0.8 M | |
| HF | Blue Mountain Credit Alternatives Master Fund LP | [2012-03-30] | 2,330.8 M | 64.2 M |
| Filed 2019-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $24,665,147 · Net Assets Decline to Disclose | ||||
| HF | BlueMountain Distressed Master Fund LP | 2012-03-30 | 0.9 M | |
| HF | BlueMountain Global Volatility Master Fund LP | [2012-03-30] | 282.7 M | |
| Filed 2019-07-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $2,792 · Net Assets Decline to Disclose | ||||
| HF | Bluemountain-GRF Master Fund LP | 2012-03-30 | 82.9 M | |
| HF | BlueMountain Long/Short Credit Master Fund LP | 2012-03-30 | ||
| HF | BlueMountain Long/Short Equity Master Fund LP | [2012-03-30] | 150.1 M | |
| Filed 2017-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $104,133 · Net Assets Decline to Disclose | ||||
| HF | BlueMountain Strategic Credit Master Fund LP | 2012-03-30 | 1.9 M | |
| HF | BlueMountain Timberline Ltd | 2012-03-30 | 17.4 M | |
| HF | Humphreys Peak LLC | 2012-03-30 | 130.6 M | |
| SA | Tiers Bluesierra CSO Portfolio Credit Linked Trust Series 2007-35 | 2012-03-30 | 10.0 M | |
| SA | Tiers Bluesierra CSO Portfolio Credit Linked Trust Series 2007-36 | 2012-03-30 | 15.0 M | |
| SA | Tiers Bluesierra CSO Portfolio Credit Linked Trust Series 2007-38 | 2012-03-30 | 5.0 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 28 | 10.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 29 | 10.2 |
| By Discretionary | ||
| Discretionary | 28 | 10.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 29 | 10.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.3 | |
| United States Persons | 0.9 | |
| Total | 29 | 10.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gary Linford | Director | 176 | 42 | |
| David Rubenstein | Director | 274 | 5 | |
| Derek Smith | Director, Executive Officer | 33 | 4 | |
| William Reeves | Director | 27 | 4 | |
| John Erickson | Director | 16 | 3 | |
| Nathaniel Dalton | Director | 4 | 3 | |
| Mark Shapiro | Director | 28 | 2 | |
| BlueMountain Capital Management LLC | Executive Officer | 15 | 2 | |
| Andrew Feldstein | Director, Executive Officer | 13 | 2 | |
| Elizabeth Gile | Director | 10 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001427430] | |
| 3 | [0001427430] | |
| 4 | [0001427430] | |
| SC 13D | [0001427430] | |
| SC 13G | [0001427430] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $27.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | TQGGX44O6QNOWG6KDA63 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-12-22 | Option exercise | 1,898,967 | ||
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-12-11 | Sell | 16,967 | $37.23 | 631,681 |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-12-09 | Option exercise | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-12-09 | Option exercise | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-11-17 | Sell | 1,882,000 | $27.95 | 52,601,900 |
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-11-12 | Conversion | 150,581 | ||
|
AdaptHealth Corp AHCO
Class B Common Stock · derivative
|
2020-11-11 | Conversion | 150,581 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-10-16 | Grant | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-10-16 | Disposed to issuer | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-10-16 | Disposed to issuer | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-10-16 | Grant | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-05-25 | Disposed to issuer | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-05-25 | Grant | 1,898,967 | $0.00 | |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-31 | Sell | 25,261 | $11.45 | 289,238 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-31 | Sell | 30,000 | $11.52 | 345,600 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-31 | Sell | 20,000 | $11.55 | 231,000 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 25,000 | $11.31 | 282,750 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 25,000 | $11.35 | 283,750 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 15,000 | $11.45 | 171,750 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 25,000 | $11.38 | 284,500 |
| showing 20 of 200 most recent transactions | |||||
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Rubric Capital Management LP
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