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| Sound Point Luna LLC
✚
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|---|---|
| CRD # | 128132 |
| SEC # | 801-62330 |
| CIK # | 0001427430 |
| AUM | 10.24 B (2026-03-31) |
| Employees | 39 (90% Investors, 0% Brokers) |
| Phone | 212-895-2280 |
| Address | 375 Park Avenue New York, NY 10152 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| DFB Healthcare Acquisitions Corp | 0.1 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | BlueMountain CLO Xxxiv Ltd | 2023-03-30 | 479.4 M | |
| SA | BlueMountain CLO XXXV Ltd | 2023-03-30 | 528.2 M | |
| HF | Assuredim Municipal Relative Value Master Fund LP | 2022-08-29 | ||
| SA | BlueMountain EUR 2022-1 CLO DAC | 2022-03-31 | ||
| SA | BlueMountain CLO XXVIII Ltd | 2022-02-28 | 479.2 M | |
| SA | BlueMountain CLO XXXIII Ltd | 2022-02-28 | 387.3 M | |
| SA | BlueMountain CLO XXXII Ltd | 2022-02-28 | 479.9 M | |
| SA | BlueMountain CLO XXXI Ltd | 2022-02-28 | 381.5 M | |
| SA | BlueMountain EUR 2021-1 CLO DAC | 2022-02-28 | 469.7 M | |
| SA | BlueMountain EUR 2021-2 CLO DAC | 2022-02-28 | 461.1 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 28 | 10.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 29 | 10.2 |
| By Discretionary | ||
| Discretionary | 28 | 10.2 |
| Non-Discretionary | 1 | 0.0 |
| Total | 29 | 10.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 9.3 | |
| United States Persons | 0.9 | |
| Total | 29 | 10.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gary Linford | Director | 176 | 42 | |
| David Rubenstein | Director | 274 | 5 | |
| Derek Smith | Director, Executive Officer | 33 | 4 | |
| William Reeves | Director | 27 | 4 | |
| John Erickson | Director | 16 | 3 | |
| Nathaniel Dalton | Director | 4 | 3 | |
| Mark Shapiro | Director | 28 | 2 | |
| BlueMountain Capital Management LLC | Executive Officer | 15 | 2 | |
| Andrew Feldstein | Director, Executive Officer | 13 | 2 | |
| Elizabeth Gile | Director | 10 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001427430] | |
| 3 | [0001427430] | |
| 4 | [0001427430] | |
| SC 13D | [0001427430] | |
| SC 13G | [0001427430] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $27.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | TQGGX44O6QNOWG6KDA63 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-12-22 | Option exercise | 1,898,967 | ||
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-12-11 | Sell | 16,967 | $37.23 | 631,681 |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-12-09 | Option exercise | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-12-09 | Option exercise | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-11-17 | Sell | 1,882,000 | $27.95 | 52,601,900 |
|
AdaptHealth Corp AHCO
Class A Common Stock
|
2020-11-12 | Conversion | 150,581 | ||
|
AdaptHealth Corp AHCO
Class B Common Stock · derivative
|
2020-11-11 | Conversion | 150,581 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-10-16 | Grant | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-10-16 | Disposed to issuer | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-10-16 | Disposed to issuer | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-10-16 | Grant | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Call Option (Obligation to Sell) · derivative
|
2020-05-25 | Disposed to issuer | 1,898,967 | $0.00 | |
|
AdaptHealth Corp AHCO
Put Option (Right to Sell) · derivative
|
2020-05-25 | Grant | 1,898,967 | $0.00 | |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-31 | Sell | 25,261 | $11.45 | 289,238 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-31 | Sell | 30,000 | $11.52 | 345,600 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-31 | Sell | 20,000 | $11.55 | 231,000 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 25,000 | $11.31 | 282,750 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 25,000 | $11.35 | 283,750 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 15,000 | $11.45 | 171,750 |
|
MedEquities Realty Trust Inc MRT
Common Stock
|
2019-01-30 | Sell | 25,000 | $11.38 | 284,500 |
| showing 20 of 200 most recent transactions | |||||
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|---|---|---|
|
Golden Gate Private Equity Inc
✚
|
CA | 11.16 B |
|
Magnitude Capital LLC
✚
|
NY | 10.57 B |
|
ABS Investment Management LLC
✚
|
CT | 10.48 B |
|
Kopernik Global Investors LLC
✚
|
FL | 10.18 B |
|
Tenor Capital Management Company LP
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|
NY | 10.17 B |
|
Jericho Capital Asset Management LP
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|
CA | 10.11 B |
|
One Investment Management US LLC
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|
NY | 10.08 B |
|
Axonic Capital LLC
✚
|
NY | 9,957.9 M |
|
ORIX Advisers LLC
✚
|
NY | 9,625.2 M |
|
Rubric Capital Management LP
✚
|
NY | 9,581.1 M |