Split Rock Private Trading and Wealth Management LLC

Item 5: Fees and Compensation
 A. Fee Schedule and Payment

   Split Rock’s compensation for the provision of advisory services for separately managed
   accounts is negotiable but generally adheres to the following fee schedule:

                  Assets under Management                 Annual Fees
                  Up to $50,000                           1.75%
                  $50,000 - $500,000                      1.50%
                  Above $500,000                          1.25%

   We treat cash and cash equivalents as an asset class. Accordingly, unless otherwise
   agreed in writing, all cash and cash equivalent positions (e.g., money market funds, etc.)
   are included as part of assets under management for purposes of calculating our
   advisory fee. At any specific point in time, depending upon perceived or anticipated
   market conditions/events (there being no guarantee that such anticipated market
   conditions/events will occur), we may maintain cash and/or cash equivalent positions for
   defensive, liquidity, or other purposes. While assets are maintained in cash or cash
   equivalents, such amounts could miss market advances and, depending upon current
   yields, at any point in time, our advisory fee could exceed the interest paid by the client’s
   cash or cash equivalent positions.

   We have a fiduciary duty to provide services consistent with the client’s best interest. As
   part of its investment advisory services, we will review client portfolios on an ongoing
   basis to determine if any changes are necessary based upon various factors, including
   but not limited to investment performance, style drift, account additions/withdrawals, the
   client’s financial circumstances, and changes in the client’s investment objectives. Based
   upon these and other factors, there may be extended periods of time when we determine
   that changes to a client’s portfolio are neither necessary nor prudent. Notwithstanding,
   unless otherwise agreed in writing, our advisory fee will continue to apply during these
   periods, and there can be no assurance that investment decisions made by us will be
   profitable or equal any specific performance level(s).

   Our fees are payable in arrears, either monthly or bi-monthly, as set forth in the advisory
   agreement, and are calculated based on the average daily account balance during the

   billing period. When you sign our advisory agreement, we ask that you provide us with
   written authorization to withdraw our fees directly from your account(s). We may deduct
   the fee from a designated account to facilitate billing. The details regarding the fees that
   we charge are also included in the advisory agreement. We will send you a written
   invoice upon or prior to feed deduction that itemizes the fee, including the formula used
   to calculate the fee, the time period covered by the fee, and the amount of assets under
   management on which the fee was based.

   Clients may terminate our advisory agreement without penalty for a full refund of our fees
   within five business days of signing our agreement by providing us with written notice.
   Thereafter, clients may terminate the agreement within ten days’ written notice. Upon
   such termination, clients will be entitled to a refund of any unearned portfolio
   management fees assessed at the beginning of the quarter in which the client terminated
   the agreement.

   As the investment manager of the North Shore Equity Rotation ETF, we receive a portion
   of the ETF’s expense ratio as compensation for our management services. It is deducted
   from the Net Asset Value (the “NAV”) of the ETF and is distributed to us. It is separate
   from, and in addition to, the investment management fee we collect from separately
   managed account clients. Thus, if you are a separately managed account client and you
   are invested in the North Shore Equity Rotation ETF, we will collect a management fee
   based on the amount of your assets under our management, which includes the ETF
   holding. Separately, we also receive a portion of the ETF’s expense ratio for our
   management services provided to the ETF, which is deducted from the ETF’s NAV.
   Investors in the ETF should refer to the fund prospectus for the ETF, which discloses
   fees and other pertinent information.

   Split Rock receives a 0.75% AUM fee from Interactive Advisors for the provision of our
   model portfolio on Interactive Advisors’ platform. This annualized fee is based upon the
   amount of assets on the platform that utilize our model.

B. Client Responsibility for Third Party Fees

   In addition to the fees charged by Split Rock, clients will incur brokerage and other
   transaction costs. Please refer to Item 12: Brokerage Practices, for further information
   on such brokerage and other transaction-related practices. Clients will also typically incur
   additional fees and expenses imposed by independent and unaffiliated third-parties,
   which can include qualified custodian fees, mutual fund or exchange traded fund fees
   and expenses, mark-ups and mark-downs, spreads paid to market makers, wire transfer
   fees, check-writing fees, early-redemption charges, certain deferred sales charges on
   previously-purchased mutual funds, margin fees, charges or interest, IRA and qualified
   retirement plan fees, and other fees and taxes on brokerage accounts and securities
   transactions. These additional charges are separate and apart from the fees charged by
   Split Rock.

C. Prepayment of Fees

   Split Rock collects advisory fees in arrears, not in advance.

 D. Outside Compensation for the Sale of Securities to Clients

    Neither Split Rock nor its supervised persons accept any compensation for the sale of
    securities or other investment products, including asset-based sales charges or service
    fees from the sale of mutual funds. However, Split Rock receives a portion of the
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Item 7: Types of Clients
    Split Rock generally provides advisory services to the following types of clients:
       • Individuals
       • High Net Worth Individuals
       • Pension Plans
       • Investment Companies (the North Shore Equity Rotation ETF)

    Split Rock generally requires an account minimum of $100,000 for separately managed
    account clients, which may be waived at Split Rock’s discretion.