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| Happy Holidays!! thanks for using AUM13F!! |
| Split Rock Private Trading and Wealth Management LLC
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| CRD # | 152003 |
| SEC # | 801-119587 |
| CIK # | |
| AUM | $308.7 M (2025-02-19) |
| Employees | 6 (100% Investors, 0% Brokers) |
| Phone | 218-879-3262 |
| Address | 105 Arch St Cloquet, MN 55720 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 901 | 172.1 |
| (b) Individuals (high net worth individuals) | 54 | 84.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 44.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 7.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,898 | 308.7 |
| By Discretionary | ||
| Discretionary | 1,864 | 301.6 |
| Non-Discretionary | 34 | 7.2 |
| Total | 1,898 | 308.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 308.7 | |
| Total | 1,898 | 308.7 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Melfa Wealth Management Inc
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|
MA | 0.3 |
|
Arcadia Wealth Management Inc
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|
NY | 0.3 |
|
Royal Oak Financial Advisors LLC
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|
MI | 0.3 |
|
Laraway Financial Advisors Inc
✚
|
MN | 0.3 |
|
Tagstone Capital Inc
✚
|
NC | 0.3 |
|
Quad City Investment Advisors LLC
✚
|
IL | 0.3 |
|
Highland Investment Advisors LLC
✚
|
FL | 0.3 |
|
Conservative Wealth Management LLC
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|
0.3 | |
|
The Darrow Company Inc
✚
|
MA | 0.3 |
|
PW Nova Financial Services LLC
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|
PA | 0.3 |