|
⚲
|
| Split Rock Private Trading and Wealth Management LLC
✚
| |
|---|---|
| CRD # | 152003 |
| SEC # | 801-119587 |
| CIK # | |
| AUM | $224.5 MM (2024-05-17) |
| Employees | 7 (86% Investors, 0% Brokers) |
| Phone | 218-879-3262 |
| Address | 105 Arch St Cloquet, MN 55720 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 923 | 193.4 |
| (b) Individuals (high net worth individuals) | 19 | 27.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 1.3 |
| (h) Charitable organizations | 2 | 2.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,834 | 224.5 |
| By Discretionary | ||
| Discretionary | 1,791 | 218.1 |
| Non-Discretionary | 43 | 6.5 |
| Total | 1,834 | 224.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 224.5 | |
| Total | 1,834 | 224.5 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Guiry Capital Management LLC
✚
|
FL | 0.2 |
|
Wallace Advisory Group LLC
✚
|
CA | 0.2 |
|
Essential Partners LLC
✚
|
CA | 0.2 |
|
Bennett Selby Investments Limited Partnership
✚
|
ME | 0.2 |
|
Sorenson Impact Advisory LLC
✚
|
UT | 0.2 |
|
Hickory Asset Management Inc
✚
|
OH | 0.2 |
|
Power Financial Partners LLC
✚
|
FL | 0.2 |
|
Brentview Investment Management LLC
✚
|
IL | 0.2 |
|
Gridiron Partners LLC
✚
|
PA | 0.2 |
|
Insight Strategic Wealth LLC
✚
|
TN | 0.2 |