Spouting Rock Asset Management LLC

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Spouting Rock Asset Management LLC ✚
CRD #	150516
SEC #	801-80642
CIK #	0001771174
AUM
Employees	44 (30% Investors, 9% Brokers)
Phone	610-788-2128
Address	925 W Lancaster Ave Bryn Mawr, PA 19010
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($M) Copy

Sector	Form 13F Holdings	Value ($M)
	Amazon Com Inc	22.5
	Mastercard Inc	22.2
	Nvidia Corp	20.6
	UnitedHealth Group Inc	18.0
	Alphabet Inc	16.4
	Adobe Systems Inc	11.4
	Intuitive Surgical Inc	11.4
	Floor & Decor Holdings Inc	11.1
	Parker Hannifin Corp	9.0
	Apple Inc	7.5
View All

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold	AUM
HF	Qarma USA Large Cap Fund Ltd	2022-08-24		0.5 M
PE	Spouting Rock I LP Series A	[2022-08-24]	1.6 M	4.8 M
	Offered $9,989,938 · Filed 2019-01-15 (D) · Exemption 506(b) · Remaining $8,339,938 · Duration One year or less · Net Assets Decline to Disclose
HF	Spouting Rock I LP Series B Qarma System EM	[2022-08-24]	0.7 M	0.5 M
	Filed 2023-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Spouting Rock I LP Series C	[2022-08-24]	0.4 M	0.4 M
	Offered $410,000 · Filed 2022-08-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Duration One year or less · Revenue Decline to Disclose
Other	OHP Ltd	[2022-03-09]	32.6 M	10.5 M
	Filed 2021-04-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $93,880 · Net Assets Decline to Disclose
HF	Longmark Partners LP	[2021-03-31]	3.3 M	2.6 M
	Filed 2023-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Spouting Rock I LP	[2019-03-29]	1.6 M	6.2 M
	Offered $9,989,938 · Filed 2019-01-15 (D) · Exemption 506(b) · Remaining $8,339,938 · Duration One year or less · Net Assets Decline to Disclose
HF	Victor Equity Fund LP	[2019-03-29]	133.1 M	40.1 M
	Filed 2014-03-06 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $26,213 · Net Assets Decline to Disclose
HF	Victor Equity Fund Ltd	[2019-03-29]	41.6 M	33.4 M
	Filed 2014-03-06 (D/A) · Exemption 506(b) · Minimum $300,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $194,704 · Net Assets Decline to Disclose
HF	Highwood Capital Partners LP	[2018-09-11]	13.8 M	6.8 M
	Filed 2023-11-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Broad Reach Financial Partners LP	[2018-03-23]	0.3 M	1.8 M
	Filed 2017-10-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets No Aggregate Net Asset Value
HF	Declaration 56 Capital Partners Fund LP	2014-11-18		4.0 M
HF	Rush Capital Partners Fund	2014-11-18		7.4 M

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	122	34.6
(b) Individuals (high net worth individuals)	40	114.4
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	9	53.5
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	11	177.9
(g) Pension and profit sharing plans	1	21.9
(h) Charitable organizations	3	1.5
(i) State or municipal government entities	1	51.1
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	187	455.0
By Discretionary
Discretionary	179	410.6
Non-Discretionary	8	44.3
Total	187	455.0
By Non-United States Persons
Non-United States Persons		98.2
United States Persons		356.8
Total	187	455.0

Form D Directors	Role	# Filings	# Firms
Martin Laidlaw	Director	34	13
Andrew Smith	Executive Officer	109	9
John Howe	Director	9	4
Marc Brookman	Executive Officer	25	3
James Wylie	Executive Officer	21	3
James McDermott	Executive Officer	34	2
Blakely Page	Director, Executive Officer	7	2
Spouting Rock Asset Management LLC	Executive Officer	6	2
Andrew Daly	Executive Officer	5	2
Jennifer Shields	Executive Officer	4	2
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001771174]

Firm Profile (Form ADV)
Discretionary AUM	$0.0B
Serves	Institutional, Retail
Fund Types	Hedge Fund, Private Equity

Related Firms	State	AUM
Spouting Rock Asset Management LLC ✚	PA

Spouting Rock Asset Management LLC

Assets, Funds, Holdings