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| Spouting Rock Asset Management LLC
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| CRD # | 150516 |
| SEC # | 801-80642 |
| CIK # | 0001771174 |
| AUM | |
| Employees | 44 (30% Investors, 9% Brokers) |
| Phone | 610-788-2128 |
| Address | 925 W Lancaster Ave Bryn Mawr, PA 19010 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Amazon Com Inc | 22.5 | ||
| Mastercard Inc | 22.2 | ||
| Nvidia Corp | 20.6 | ||
| UnitedHealth Group Inc | 18.0 | ||
| Alphabet Inc | 16.4 | ||
| Adobe Systems Inc | 11.4 | ||
| Intuitive Surgical Inc | 11.4 | ||
| Floor & Decor Holdings Inc | 11.1 | ||
| Parker Hannifin Corp | 9.0 | ||
| Apple Inc | 7.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Qarma USA Large Cap Fund Ltd | 2022-08-24 | 0.5 M | |
| PE | Spouting Rock I LP Series A | [2022-08-24] | 1.6 M | 4.8 M |
| Offered $9,989,938 · Filed 2019-01-15 (D) · Exemption 506(b) · Remaining $8,339,938 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Spouting Rock I LP Series B Qarma System EM | [2022-08-24] | 0.7 M | 0.5 M |
| Filed 2023-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Spouting Rock I LP Series C | [2022-08-24] | 0.4 M | 0.4 M |
| Offered $410,000 · Filed 2022-08-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | OHP Ltd | [2022-03-09] | 32.6 M | 10.5 M |
| Filed 2021-04-16 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $93,880 · Net Assets Decline to Disclose | ||||
| HF | Longmark Partners LP | [2021-03-31] | 3.3 M | 2.6 M |
| Filed 2023-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Spouting Rock I LP | [2019-03-29] | 1.6 M | 6.2 M |
| Offered $9,989,938 · Filed 2019-01-15 (D) · Exemption 506(b) · Remaining $8,339,938 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Victor Equity Fund LP | [2019-03-29] | 133.1 M | 40.1 M |
| Filed 2014-03-06 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $26,213 · Net Assets Decline to Disclose | ||||
| HF | Victor Equity Fund Ltd | [2019-03-29] | 41.6 M | 33.4 M |
| Filed 2014-03-06 (D/A) · Exemption 506(b) · Minimum $300,000 · Remaining Indefinite · Duration More than one year · Finder's Fee $194,704 · Net Assets Decline to Disclose | ||||
| HF | Highwood Capital Partners LP | [2018-09-11] | 13.8 M | 6.8 M |
| Filed 2023-11-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 122 | 34.6 |
| (b) Individuals (high net worth individuals) | 40 | 114.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 9 | 53.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 177.9 |
| (g) Pension and profit sharing plans | 1 | 21.9 |
| (h) Charitable organizations | 3 | 1.5 |
| (i) State or municipal government entities | 1 | 51.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 187 | 455.0 |
| By Discretionary | ||
| Discretionary | 179 | 410.6 |
| Non-Discretionary | 8 | 44.3 |
| Total | 187 | 455.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 98.2 | |
| United States Persons | 356.8 | |
| Total | 187 | 455.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Martin Laidlaw | Director | 34 | 13 | |
| Andrew Smith | Executive Officer | 109 | 9 | |
| John Howe | Director | 9 | 4 | |
| Marc Brookman | Executive Officer | 25 | 3 | |
| James Wylie | Executive Officer | 21 | 3 | |
| James McDermott | Executive Officer | 34 | 2 | |
| Blakely Page | Director, Executive Officer | 7 | 2 | |
| Spouting Rock Asset Management LLC | Executive Officer | 6 | 2 | |
| Andrew Daly | Executive Officer | 5 | 2 | |
| Jennifer Shields | Executive Officer | 4 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001771174] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| Related Firms | State | AUM |
|---|---|---|
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Spouting Rock Asset Management LLC
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PA |