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| SSI Investment Management LLC
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|---|---|
| CRD # | 104889 |
| SEC # | 801-10544 |
| CIK # | 0000938487, 0001455982 |
| AUM | 2,554.9 M (2026-03-28) |
| Employees | 25 (44% Investors, 8% Brokers) |
| Phone | 310-595-2000 |
| Address | 2121 Avenue of The Stars Los Angeles, CA 90067 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | SSI Convertible Income Fund II LP Class B | [2013-03-22] | 12.7 M | 17.3 M |
| Filed 2016-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSI Convertible Opportunity Fund LP Class B | [2013-03-22] | 14.0 M | 2.4 M |
| Filed 2019-01-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSI Convertible Income Fund LP | [2012-03-29] | 193.0 M | 241.3 M |
| Offered $500,000,000 · Filed 2012-01-19 (D/A) · Exemption 506, 3(c)(1) · Minimum $500,000 · Remaining $307,029,897 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSI Convertible Opportunity Fund LP Class A | [2012-03-29] | 14.0 M | 5.8 M |
| Filed 2019-01-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSI Hedged Convertible Opportunity Fund LP | 2012-03-29 | 10.8 M | |
| HF | SSI Market Neutral LP | 2012-03-29 | 23.6 M | |
| HF | SSI Tactical Alpha Hedge LP | 2012-03-29 | 40.3 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 24 | 0.5 |
| (b) Individuals (high net worth individuals) | 5 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 24 | 0.3 |
| (h) Charitable organizations | 7 | 0.1 |
| (i) State or municipal government entities | 11 | 0.6 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 79 | 2.6 |
| By Discretionary | ||
| Discretionary | 78 | 2.6 |
| Non-Discretionary | 1 | 0.0 |
| Total | 79 | 2.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.6 | |
| Total | 79 | 2.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ssi Investment Management Inc | Executive Officer | 9 | 3 | |
| George Douglas | Executive Officer | 8 | 2 | |
| Syed Mehdi | Executive Officer | 7 | 2 | |
| John Gottfurcht | Executive Officer | 7 | 2 | |
| Amy Jo Gottfurcht | Executive Officer | 7 | 2 | |
| Ssi Investment Management Inc | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000938487] | |
| 10-K | [0001455982] | |
| 8-K | [0001455982] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.4B |
| Clients | 1 |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 54930073V3ZR8AN15196 |
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