|
⚲
|
| Swan Global Management LLC
✚
|
|
|---|---|
| CRD # | 173621 |
| SEC # | 801-80552 |
| CIK # | 0001591505 |
| AUM | $2.1 BB (2024-03-22) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 970-382-9055 |
| Address | 20 Ridge Top Dr Humacao, PR 00791 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Swan Defined Risk Diversified Fund LP | 2018-03-21 | 26.6 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,420 | 0.7 |
| (b) Individuals (high net worth individuals) | 43 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 20 | 1.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,483 | 2.1 |
| By Discretionary | ||
| Discretionary | 2,483 | 2.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,483 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 2,483 | 2.1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001591505] | |
| SC 13G | [0001591505] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Retirement GUYS Formula LLC | Swan Global Investments LLC | [2023-08-14] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sage Mountain Advisors LLC
✚
|
GA | 2.2 |
|
Greenwich Wealth Management LLC
✚
|
CT | 2.2 |
|
Osborne Partners Capital Management LLC
✚
|
CA | 2.2 |
|
The Portfolio Strategy Group LLC
✚
|
NY | 2.2 |
|
Bristol Gate Capital Partners Inc
✚
|
2.2 | |
|
Weatherbie Capital LLC
✚
|
MA | 2.1 |
|
Seizert Capital Partners LLC
✚
|
MI | 2.1 |
|
Quest Partners LLC
✚
|
NY | 2.0 |
|
Summit Global Investments LLC
✚
|
UT | 2.0 |
|
Veris Wealth Partners LLC
✚
|
CA | 2.0 |