Stark & Roth LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Stark & Roth LLC
CRD #137442
SEC #801-65300
CIK #
AUM
Employees 15 (40% Investors, 0% Brokers)
Phone414-294-7000
Address735 North Water Street
Milwaukee, WI 53202
Source [IAPD] [Website]
Total AUM ($B)
151296302005201120182025
Type Form D Funds Date Sold AUM
HF Deephaven European Event Fund EUR Ltd 2012-03-08 2.0 M
HF Deephaven European Event Fund LLC 2012-03-08 0.1 M
HF Deephaven European Event Fund USD Ltd 2012-03-08 1.1 M
HF Deephaven European Event Master Fund Ltd 2012-03-08 0.4 M
HF Deephaven Event Fund LLC 2012-03-08 0.3 M
HF Deephaven Event Fund Ltd 2012-03-08 0.3 M
HF Deephaven Event Trading Ltd 2012-03-08 0.1 M
HF Deephaven Global Multi-Strategy Fund Limited 2012-03-08 0.5 M
HF Deephaven Global Multi-Strategy Fund LLC 2012-03-08 0.9 M
HF Deephaven Global Multi-Strategy Master Fund LP 2012-03-08 0.4 M
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 16 0.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 25 0.3
By Discretionary
Discretionary 25 0.3
Non-Discretionary 0 0.0
Total 25 0.3
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 0.2
Total 25 0.3
Form D Directors Role # Filings # Firms 2011 - 2026
Graham Cook 79 20
Ernest Morrison 27 11
Michael Roth 56 4
Robert Barnard 7 4
Michael Keough 5 3
Brian Stark 33 2
Brian Davidson 12 2
Mehul Desai 6 2
Daniel McNally 2 2
Donald Bobbs 1 1
View All
Firm Profile (Form ADV)
Discretionary AUM$1.4B
ServesInstitutional
Fund TypesHedge Fund
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com