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| Stellus Capital Management LLC
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| CRD # | 160115 |
| SEC # | 801-73036 |
| CIK # | 0001551901 |
| AUM | 3,508.1 M (2026-04-29) |
| Employees | 36 (56% Investors, 0% Brokers) |
| Phone | 713-292-5400 |
| Address | 4400 Post Oak Parkway Houston, TX 77027 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Stellus Credit Funds Investor C LLC | 2026-03-31 | 39.8 M | |
| PE | Stellus Credit Master Fund IV LLC | [2025-03-31] | 163.1 M | |
| Filed 2024-08-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Stellus Credit VCOC Fund IV LLC | [2025-03-31] | 110.9 M | |
| Filed 2024-08-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Stellus Private Credit BDC Feeder LP | [2024-03-30] | 210.0 M | 138.9 M |
| Filed 2022-01-28 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Stellus Credit Funds Investor A LLC | 2022-03-31 | 259.3 M | |
| PE | Stellus Credit Funds Investor B LP | 2022-03-31 | 124.2 M | |
| PE | Stellus Credit Master Fund III LLC | [2022-03-31] | 8.2 M | 515.0 M |
| Filed 2021-03-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Stellus Credit VCOC Fund III LLC | 2022-03-31 | 342.1 M | |
| PE | Stellus Senior Secured Loan Fund LLC | 2020-03-30 | 87.2 M | |
| PE | Stellus Capital Energy Co-Invest Matrix-JH Fund LLC | 2019-04-05 | ||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 1 | 1.0 |
| (f) Pooled investment vehicles | 19 | 2.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 20 | 3.5 |
| By Discretionary | ||
| Discretionary | 20 | 3.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 20 | 3.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.4 | |
| United States Persons | 3.1 | |
| Total | 20 | 3.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Joshua Davis | Executive Officer | 94 | 5 | |
| Robert Ladd | Executive Officer | 30 | 2 | |
| W Huskinson | Executive Officer | 17 | 2 | |
| Bruce Bilger | Director | 10 | 2 | |
| Dean D'Angelo | Director, Executive Officer | 9 | 2 | |
| William Huskinson | Executive Officer | 8 | 2 | |
| Todd Overbergen | Executive Officer | 7 | 2 | |
| William Repko | Director | 4 | 2 | |
| J Arnoult | Director | 4 | 2 | |
| Kenneth Debow | Director | 3 | 2 | |
| Todd Huskinson | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001551901] | |
| 10-Q | [0001551901] | |
| 3 | [0001551901] | |
| 4 | [0001551901] | |
| 8-K | [0001551901] | |
| D | [0001551901] | |
| SC 13G | [0001551901] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Advisors Asset Management Inc | Stellus Capital Investment Corp | [2015-02-11] |
| DC Funding SPV 2 LLC | Stellus Capital Investment Corp | [2013-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Private Equity |
| LEI | 9845002A49V3D9374D74 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-16 | Buy | 1,700 | $8.45 | 14,365 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-13 | Buy | 19,417 | $8.76 | 170,093 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-13 | Buy | 10,362 | $8.70 | 90,149 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-13 | Buy | 5,700 | $8.79 | 50,103 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-13 | Buy | 35,000 | $8.70 | 304,500 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-13 | Buy | 11,111 | $8.73 | 96,999 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2026-03-13 | Buy | 4,600 | $8.75 | 40,250 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-17 | Buy | 17,543 | $11.35 | 199,113 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 1,000 | $11.48 | 11,480 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 1,000 | $11.40 | 11,400 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 1,000 | $11.49 | 11,490 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 1,000 | $11.52 | 11,520 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 1,000 | $11.48 | 11,480 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 1,000 | $11.30 | 11,300 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-06-16 | Buy | 2,500 | $11.38 | 28,450 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-05-18 | Buy | 1,000 | $12.68 | 12,680 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-05-18 | Buy | 30 | $12.70 | 381 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-05-18 | Buy | 1,000 | $12.66 | 12,660 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-05-18 | Buy | 1,000 | $12.87 | 12,870 |
|
Stellus Capital Investment Corp SCM
Common Stock
|
2022-05-18 | Buy | 3,834 | $13.00 | 49,842 |
| showing 20 of 200 most recent transactions | |||||
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