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| Principal Securities Inc
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| |
|---|---|
| CRD # | 1137 |
| SEC # | 801-54949 |
| CIK # | 0000012600 |
| AUM | $12.1 BB (2024-08-02) |
| Employees | 1,349 (100% Investors, 97% Brokers) |
| Phone | 888-774-6267 |
| Address | 711 High Street Des Moines, IA 50392 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 0.1 | |
| AMZN | 1,093.0 | 0.0 | |
| AAPL | 2,382.8 | 0.0 | |
| NVDA | 399.6 | 0.0 | |
| GOOGL | 1,475.1 | 0.0 | |
| META | 434.9 | 0.0 | |
| Holdings by Sector ($BB) |
|---|
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 41,291 | 8.8 |
| (b) Individuals (high net worth individuals) | 1,512 | 3.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 14 | 0.0 |
| (h) Charitable organizations | 39 | 0.1 |
| (i) State or municipal government entities | 2 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 191 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 54,844 | 12.1 |
| By Discretionary | ||
| Discretionary | 38,450 | 8.3 |
| Non-Discretionary | 16,394 | 3.8 |
| Total | 54,844 | 12.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 12.1 | |
| Total | 54,844 | 12.1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000012600] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Transamerica Retirement Advisors LLC
✚
|
IA | 12.7 |
|
Appleton Partners Inc
✚
|
MA | 12.7 |
|
Stratos Wealth Partners Ltd
✚
|
OH | 12.5 |
|
First Horizon Advisors Inc
✚
|
TN | 12.4 |
|
Evercore Wealth Management LLC
✚
|
NY | 12.3 |
|
TD Private Client Wealth LLC
✚
|
NY | 12.3 |
|
Congress Asset Management Company LLP
✚
|
MA | 12.1 |
|
Macquarie Investment Management Austria Kapitalanlage AG
✚
|
12.0 | |
|
Park Avenue Securities LLC
✚
|
NY | 11.9 |
|
Investment Research & Advisory Group Inc
✚
|
GA | 11.5 |